Steven D. Goodman
Professional summary
Steven Douglas Goodman was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Steven is a previously registered financial professional and started their career in finance in 1986. Prior to being barred, Steven had worked at 5 firms, which includes FAIRCHILD FINANCIAL GROUP INC., L.C. WEGARD & CO. INC., HIBBARD BROWN & CO. INC., F.N. WOLF & CO. INC., FIRST JERSEY SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 18, 1995 - November 16, 1999
FAIRCHILD FINANCIAL GROUP, INC.
October 26, 1994 - November 21, 1995
L.C. WEGARD & CO., INC.
June 1, 1988 - August 23, 1994
HIBBARD BROWN & CO., INC.
October 9, 1987 - June 15, 1988
F.N. WOLF & CO., INC.
September 29, 1986 - October 9, 1987
FIRST JERSEY SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
FAIRCHILD FINANCIAL GROUP, INC.
CRD#: 21404 / SEC#: , 8-38963
Contact information
Documents
Red Flags
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