John R. Nye
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Randall Nye, who also goes by J. Randall Nye, John Nye, Randy Nye, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1986. John had worked at 11 firms and has passed the Series 65, Series 66, Series 63, Series 7, Series 62, Series 6, Series 28, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 29, 2014 - March 5, 2015
ONPOINTE ADVISORY AND FINANCIAL SERVICES, LLC
July 11, 2013 - December 18, 2013
SMC ADVISORY NETWORK, LLC
November 26, 2010 - December 26, 2013
LONGEVITY CAPITAL LLC
January 8, 2010 - September 23, 2010
MERIDIAN UNITED CAPITAL, LLC
June 18, 2009 - August 1, 2011
NYE WEALTH MANAGEMENT LLC
September 11, 2008 - June 9, 2009
THE PLANNING GROUP
August 12, 2003 - June 9, 2009
MERIDIAN UNITED CAPITAL, LLC
September 8, 1997 - December 31, 2000
NEXT ADVISORS INC.
March 10, 1992 - December 31, 1994
TRANSAMERICA FINANCIAL ADVISORS, LLC
December 22, 1987 - December 31, 1988
VESTAX SECURITIES CORPORATION
June 19, 1987 - December 31, 1987
THE SAXON GROUP, INC.
May 23, 1986 - May 29, 1987
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 9/4/1997
Corporate Securities Limited Representative ExaminationSeries 28
Date: 11/28/2005
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
ONPOINTE ADVISORY AND FINANCIAL SERVICES, LLC
CRD#: 162143 / SEC#: 801-76773
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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