Christine A. Murphy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christine Alexandria Murphy was a registered financial professional .
Christine is a previously registered financial professional and started their career in finance in 1993. Christine had worked at 36 firms and has passed the Series 63, Series 57TO, Series 82TO, Series 99TO, Series 52TO, SIE, Series 55, Series 7, Series 14, Series 26, Series 27, Series 28, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 1, 2024 - October 18, 2024
SAN BLAS SECURITIES LLC
February 6, 2024 - March 29, 2024
CHAPWOOD SECURITIES, INC.
November 5, 2021 - December 9, 2021
STONEHAVEN, LLC
October 1, 2021 - August 4, 2022
VANDERBILT SECURITIES, LLC
June 29, 2020 - December 3, 2020
ALPINE SECURITIES CORPORATION
May 30, 2019 - July 8, 2019
SOUTHEAST INVESTMENTS, N.C., INC.
March 18, 2019 - May 1, 2019
HAYWOOD SECURITIES (USA) INC.
August 17, 2018 - April 12, 2019
BRIDGE CAPITAL ASSOCIATES, INC.
May 23, 2016 - August 23, 2017
NOBLE CAPITAL MARKETS, INC.
July 8, 2015 - September 29, 2017
REALIZED FINANCIAL, INC.
March 17, 2015 - August 18, 2017
I-BANKERS DIRECT, LLC
January 16, 2015 - August 18, 2017
I-BANKERS SECURITIES, INC.
March 4, 2014 - June 10, 2014
AVIOR CAPITAL, LLC
October 14, 2013 - January 31, 2014
REALTA EQUITIES, INC.
May 2, 2013 - October 4, 2016
NCG SECURITIES LLC
December 18, 2012 - April 2, 2018
INNOVATION PARTNERS LLC
February 6, 2012 - September 16, 2013
TONTINE INVESTMENT GROUP, LLC
December 6, 2011 - January 3, 2012
AMERICAFIRST SECURITIES, INC.
November 30, 2011 - April 22, 2014
USTOCKTRADE SECURITIES, INC.
March 8, 2011 - March 18, 2011
SUMMIT BROKERAGE SERVICES, INC.
December 3, 2009 - November 30, 2011
OLYMPUS SECURITIES, LLC
October 19, 2009 - December 1, 2009
IAA FINANCIAL LLC
May 11, 2009 - August 7, 2009
FMSBONDS, INC.
August 6, 2008 - October 16, 2008
DEWAAY FINANCIAL NETWORK, LLC
February 22, 2007 - July 20, 2007
VFINANCE INVESTMENTS, INC
January 23, 2006 - November 27, 2006
FARRAND INVESTMENT BANKERS
February 1, 2005 - June 28, 2005
FARRAND INVESTMENT BANKERS
October 10, 2003 - June 30, 2009
OLYMPUS SECURITIES, LLC
September 10, 2003 - August 10, 2004
SEABOARD SECURITIES, INC.
January 6, 2003 - September 12, 2003
PROGRAM TRADING CORP.
November 21, 2002 - December 20, 2002
SIERRA EQUITY GROUP LLC
May 1, 2001 - May 23, 2001
JVB FINANCIAL GROUP, LLC
October 31, 2000 - November 24, 2000
FIRST MADISON SECURITIES, INC.
October 31, 2000 - January 31, 2001
VFINANCE CAPITAL LC
June 2, 1998 - October 6, 2000
PREFERRED SECURITIES GROUP, INC.
March 10, 1998 - June 4, 1998
EQUITYLINE SECURITIES, INC.
May 5, 1997 - March 2, 1998
MEYERS POLLOCK ROBBINS, INC.
March 19, 1997 - May 6, 1997
GKN SECURITIES CORP.
April 26, 1993 - March 5, 1997
NOBLE CAPITAL MARKETS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 55
Date: 9/29/1998
Limited Representative-Equity Trader ExamSeries 28
Date: 8/17/2000
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
SAN BLAS SECURITIES LLC
CRD#: 290605 / SEC#: , 8-70036
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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