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Steven Alexander Reta

CRD# 1510840·Registered 1986 - 1989
Previously Registered: Being a previously registered professional could mean that Steven is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Steven Alexander Reta, who also goes by Cutter Reta, Stephen Alexander Reta, was a registered financial advisor. Steven was a previously registered financial professional and started their career in finance 1986 - 1989. Steven had worked at 7 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Cutter Reta, Stephen Alexander Reta

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

BLINDER, ROBINSON & CO., INC.·CRD# 5096
BD
July 24, 1989 - October 5, 1989
SCHNEIDER SECURITIES, INC.·CRD# 16434
BD
May 11, 1989 - July 25, 1989
MARSHALL DAVIS, INC.·CRD# 16278
BD
February 22, 1989 - May 23, 1989
POWER SECURITIES CORPORATION·CRD# 15527
BD
February 2, 1989 - February 28, 1989
BLINDER, ROBINSON & CO., INC.·CRD# 5096
BD
December 2, 1988 - March 9, 1989
PAN OCEANIC INVESTMENTS, INC.·CRD# 14798
BD
March 15, 1988 - January 14, 1989
VANDERBILT SECURITIES, INC.·CRD# 14280
BD
February 12, 1988 - March 7, 1988
STONERIDGE SECURITIES, INC.·CRD# 13855
BD
November 3, 1987 - February 25, 1988
BLINDER, ROBINSON & CO., INC.·CRD# 5096
BD
September 26, 1986 - November 4, 1987

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Current Firm

BR
BLINDER, ROBINSON & CO., INC.

BLINDER, ROBINSON & CO., INC. | BLINDER, ROBINSON & CO.,INC.

CRD#: 5096 / SEC#: 8-15727
BD
Liquidated by FINRA on 08/01/1990

Contact Information

Established

New York since 03/05/1970

Firm Type

Corporation

Fiscal Year End

January

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1986About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Sep 1986About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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