Steven A. Reta
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Alexander Reta, who also goes by Cutter Reta, Stephen Alexander Reta, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1986. Steven had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 24, 1989 - October 5, 1989
BLINDER, ROBINSON & CO., INC.
May 11, 1989 - July 25, 1989
SCHNEIDER SECURITIES, INC.
February 22, 1989 - May 23, 1989
MARSHALL DAVIS, INC.
February 2, 1989 - February 28, 1989
POWER SECURITIES CORPORATION
December 2, 1988 - March 9, 1989
BLINDER, ROBINSON & CO., INC.
March 15, 1988 - January 14, 1989
PAN OCEANIC INVESTMENTS, INC.
February 12, 1988 - March 7, 1988
VANDERBILT SECURITIES, INC.
November 3, 1987 - February 25, 1988
STONERIDGE SECURITIES, INC.
September 26, 1986 - November 4, 1987
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BLINDER, ROBINSON & CO., INC.
CRD#: 5096 / SEC#: , 8-15727
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
