AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
MG

Mark F. Grilli

CURVATURE SECURITIES
Chatham, NJ 07928
Some features on this profile are disabled
CRD#: 1510544
MG

Professional summary

Mark Francis Grilli, who also goes by Mark F Grilli, is a registered financial professional currently at CURVATURE SECURITIES LLC located in Chatham, New Jersey.

Mark is registered as a RR (Registered Representative) and started their career in finance in 1992. Mark has worked at 6 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Mark F Grilli

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mark Francis Grilli's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 10, 2025 - Present

CURVATURE SECURITIES LLC

Office #1: 39 Main Street, Chatham, NJ 07928
BD
CRD#: 169708
Chatham, NJ
Past

January 30, 2023 - December 11, 2025

R.J. O'BRIEN SECURITIES, LLC

BD
CRD#: 143624
New York, NY
Past

January 9, 2017 - February 1, 2023

ODEON CAPITAL GROUP LLC

BD
CRD#: 148493
NEW YORK, NY
Past

August 9, 1999 - May 31, 2016

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY
Past

May 23, 1996 - August 29, 1999

PERSHING LLC

BD
CRD#: 7560
JERSEY CITY, NJ
Past

March 24, 1992 - May 9, 1996

FLEET ENTERPRISES, INC.

BD
CRD#: 17434
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(1/29/2026)
RR
Arkansas
(1/29/2026)
RR
California
(12/18/2025)
RR
Colorado
(1/28/2026)
RR
Connecticut
(2/9/2026)
RR
Delaware
(1/28/2026)
RR
District of Columbia
(2/4/2026)
RR
Florida
(12/15/2025)
RR
Georgia
(1/29/2026)
RR
Illinois
(3/2/2026)
RR
Indiana
(1/28/2026)
RR
Kansas
(12/16/2025)
RR
Louisiana
(1/27/2026)
RR
Maryland
(2/9/2026)
RR
Massachusetts
(12/11/2025)
RR
Minnesota
(1/27/2026)
RR
Missouri
(12/10/2025)
RR
Montana
(12/12/2025)
RR
Nevada
(1/28/2026)
RR
New Hampshire
(3/3/2026)
RR
New Jersey
(1/27/2026)
RR
North Carolina
(1/30/2026)
RR
Ohio
(12/10/2025)
RR
Oklahoma
(1/28/2026)
RR
Puerto Rico
(2/25/2026)
RR
South Carolina
(12/26/2025)
RR
Tennessee
(1/28/2026)
RR
Texas
(12/11/2025)
RR
Virginia
(1/29/2026)
RR
Washington
(2/9/2026)
RR
Wisconsin
(12/10/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 5/30/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 5/17/2004
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 7/16/1988
General Securities Representative Examination
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
Long-Term Stock Exchange, Inc.
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
Nasdaq Texas, LLC
SRO Registrations
RR
New York Stock Exchange

Current Firm

CS
CURVATURE SECURITIES LLC
CURVATURE SECURITIES LLC

CRD#: 169708 / SEC#: , 8-69384

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
39 Main Street, Chatham, NJ 07928
Mailing Address
39 Main Street, Chatham, NJ 07928
Phone number
(908) 304-9200
Established
Delaware since 09/14/2013
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
CURVATURE HOLDINGS LLCSOLE MEMBER
BODNER, CHAIM MPRESIDENT6892303
KAPLAN, HAROLD MFINOP1719693
PIGOTT, TODD MATTHEWCCO/AMLCO2592495
PIGOTT, WILLIAM TERRENCECEO/MANAGER/EXECUTIVE REPRESENTATIVE1546626

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CURVATURE SECURITIES LLC

CRD#: 169708Chatham, NJ 07928

TRUST BUT VERIFY

Monitor Mark Grilli

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Elizabeth Katz Miller
Elizabeth MillerAdvisorCheck Check Mark
SUMMIT PLACE FINANCIAL ADVISORS, LLC
IAR
Summit, NJ
Sungmin Park
Sungmin ParkAdvisorCheck Check Mark
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IAR
RR
Florham Park, NJ
Theresa Liane Henry
Theresa HenryAdvisorCheck Check Mark
PFS INVESTMENTS INC.
RR
East Rutherford, NJ
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.