Justin L. Moorhead
Professional summary
Justin Leslie Moorhead, who also goes by Justin L Moorhead, is a registered financial advisor currently at SESLIA SECURITIES located in Takoma Park, Maryland.
Justin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Justin has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 55, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Justin Leslie Moorhead's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 14, 2021 - Present
SESLIA SECURITIES
July 24, 2020 - December 31, 2020
SESLIA SECURITIES
January 21, 2014 - September 20, 2019
SESLIA SECURITIES
March 8, 1993 - June 25, 2019
SESLIA SECURITIES
October 15, 1990 - April 6, 1993
BENEDETTO, GARTLAND & COMPANY, INC.
May 22, 1986 - August 26, 1989
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/28/2021)
(10/20/2022)
(4/14/2021)
Exams
Series 55
Date: 9/27/2000
Limited Representative-Equity Trader ExamCurrent Firm
SESLIA SECURITIES
CRD#: 30624 / SEC#: 801-58144, 8-45039
Contact information
Regulatory assets under management
| Total Number of Accounts | 145 |
| AUM (Assets Under Management) | $ 50,546,985 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
