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JM

Justin L. Moorhead

SESLIA SECURITIES
Takoma Park, MD
Some features on this profile are disabled
CRD#: 1510448
JM

Professional summary


Justin Leslie Moorhead, who also goes by Justin L Moorhead, is a registered financial advisor currently at SESLIA SECURITIES located in Takoma Park, Maryland.

Justin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Justin has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 55, Series 7, Series 53 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Justin L Moorhead

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Justin Moorhead is also an Insurance Producer licensed with the Office of Banking, Insurance and Financial Regulation, Lieutenant Governor's Office, Government of the U.S. Virgin Islands.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Justin Leslie Moorhead's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 14, 2021 - Present

SESLIA SECURITIES

RIA
CRD#: 30624
Takoma Park, MD
Past

July 24, 2020 - December 31, 2020

SESLIA SECURITIES

RIA
CRD#: 30624
Washington, DC
Past

January 21, 2014 - September 20, 2019

SESLIA SECURITIES

RIA
CRD#: 30624
ST. THOMAS, VI
Past

March 8, 1993 - June 25, 2019

SESLIA SECURITIES

BD
CRD#: 30624
ST. THOMAS, VI
Past

October 15, 1990 - April 6, 1993

BENEDETTO, GARTLAND & COMPANY, INC.

BD
CRD#: 24083
NEW YORK, NY
Past

May 22, 1986 - August 26, 1989

MORGAN STANLEY DW INC.

BD
CRD#: 7556

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
District of Columbia
(4/28/2021)
IAR
Maryland
(10/20/2022)
IAR
Virgin Islands
(4/14/2021)

Exams


State Security Law Exam
IAR
Series 65
Date: 9/12/2006
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 9/27/2000
Limited Representative-Equity Trader Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam

Current Firm


SS
SESLIA SECURITIES
DBA SESLIA SECURITIES | SESLIA VIRGIN ISLANDS SECURITIES, LLC | SESLIA VIRGIN ISLANDS SECURITIES, INC. | SESLIA VIRGIN ISLANDS SECURITIES LLC | SESLIA SECURITIES

CRD#: 30624 / SEC#: 801-58144, 8-45039

RIA
Registered Investment Advisory firm - SEC (5/7/2009 Terminated)
District of Columbia
Registered Investment Advisory firm - SEC (4/28/2021 Approved)
Maryland
Registered Investment Advisory firm - SEC (10/20/2022 Approved)
Virgin Islands
Registered Investment Advisory firm - SEC (4/14/2021 Approved)
BD
Terminated by SEC on 09/09/2019
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Contact information


Main Address
2107 Crystal Gade #7a, St. Thomas, VI 00802
Mailing Address
Phone number
(340) 776-0677
Established
Virgin Islands since 01/02/2014
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees
2

Documents


Latest Form ADV

Direct owners and executive officers


NamePositionCRD#
SESLIA & COMPANYMANAGING MEMBER
MOORHEAD, JOSEPH SHELLEYSECRETARY2267511
MOORHEAD, JUSTIN LESLIEDIRECTOR/INDIVIDUAL MEMBER/ CHIEF COMPLIANCE OFFICER1510448

Regulatory assets under management


Total Number of Accounts591
AUM (Assets Under Management)$ 42,779,154

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SESLIA SECURITIES

CRD#: 30624Takoma Park, MD

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