Paul F. Mabry
Professional summary
Paul Francis Mabry was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Paul is a previously registered financial professional and started their career in finance in 1986. Prior to being barred, Paul had worked at 8 firms, which includes INVESTORS ASSOCIATES INC., LAKESHORE FINANCIAL CORP., WESTFIELD FINANCIAL CORPORATION, MATHEWS HOLMQUIST & ASSOCIATES INC., H.J. MEYERS & CO. INC., FIRST ALLIANCE SECURITIES INC., POWER SECURITIES CORPORATION, BLINDER ROBINSON & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 22, 1995 - May 7, 1997
INVESTORS ASSOCIATES, INC.
May 2, 1994 - July 6, 1994
LAKESHORE FINANCIAL CORP.
October 11, 1993 - April 20, 1994
WESTFIELD FINANCIAL CORPORATION
May 20, 1992 - September 23, 1993
MATHEWS, HOLMQUIST & ASSOCIATES, INC.
April 6, 1990 - May 6, 1992
H.J. MEYERS & CO., INC.
July 27, 1989 - August 30, 1989
FIRST ALLIANCE SECURITIES, INC.
June 17, 1988 - February 28, 1989
POWER SECURITIES CORPORATION
May 21, 1986 - June 27, 1988
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INVESTORS ASSOCIATES, INC.
CRD#: 958 / SEC#: , 8-15007
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
