Gary N. Kornbluh

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CRD#: 1510228

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Gary Neil Kornbluh was a registered financial advisor .

Gary is a previously registered financial advisor and started their career in finance in 1986. Gary had worked at 12 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 25, 2008 - May 31, 2016

RIDGEWAY & CONGER, INC.

CRD#: 113055

MARGATE, FL

Past

October 11, 2007 - August 4, 2008

M&T SECURITIES, INC.

RIA

CRD#: 17358

FAYETTEVILLE, NY

Past

October 11, 2007 - August 4, 2008

M&T SECURITIES, INC.

CRD#: 17358

FAYETTEVILLE, NY

Past

October 20, 2004 - July 6, 2006

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

LONGWOOD, FL

Past

October 20, 2004 - July 6, 2006

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

LONGWOOD, FL

Past

September 6, 2002 - October 20, 2004

QUICK & REILLY, INC.

RIA

CRD#: 11217

HACKETTSTOWN, NJ

Past

April 25, 2001 - October 20, 2004

QUICK & REILLY, INC.

CRD#: 11217

NEW YORK, NY

Past

October 21, 1998 - April 25, 2001

SUMMIT FINANCIAL SERVICES GROUP, INC.

CRD#: 7246

BETHLEHEM, PA

Past

June 11, 1998 - October 21, 1998

FISERV INVESTOR SERVICES, INC.

CRD#: 34637

HOUSTON, TX

Past

January 16, 1997 - May 28, 1998

SUMMIT FINANCIAL SERVICES GROUP, INC.

CRD#: 7246

BETHLEHEM, PA

Past

September 25, 1995 - March 1, 1996

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

September 18, 1989 - December 10, 1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

CRD#: 680

NEWARK, NJ

Past

September 18, 1989 - July 11, 1995

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Past

August 5, 1988 - July 21, 1989

MORGAN STANLEY DW INC.

CRD#: 7556

Past

March 17, 1988 - July 27, 1988

ALL-TECH DIRECT, INC.

CRD#: 13992

Past

September 17, 1986 - March 30, 1988

BLINDER, ROBINSON & CO., INC.

CRD#: 5096

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/27/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/8/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 5/31/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/19/1986

General Securities Representative Examination

Current Firm

RIDGEWAY & CONGER, INC.

CRD#: 113055 / SEC#: , 8-53291

Terminated by SEC on 07/10/2016

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Contact information

Main Address

Mailing Address

Phone number

Established

New York since 02/02/2001

Firm type

Corporation

Fiscal year end

March

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
CLAYTON LOWELL & CONGER, INC.	OWNER
GARBER, LEIGH MCCOBB	PRESIDENT, CEO	2768572
GARBER, LEIGH MCCOBB	CCO/COO
GARBER, LEIGH MCCOBB	MUNI. PRIN./VP/SEC/TREAS/ROSFP	2768572

Disclosures

Regulatory Event	8
Arbitration	2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Gary N. Kornbluh

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

M&T SECURITIES, INC.

M&T SECURITIES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

QUICK & REILLY, INC.

QUICK & REILLY, INC.

SUMMIT FINANCIAL SERVICES GROUP, INC.

FISERV INVESTOR SERVICES, INC.

SUMMIT FINANCIAL SERVICES GROUP, INC.

MML INVESTORS SERVICES, LLC

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

PRUCO SECURITIES, LLC.

MORGAN STANLEY DW INC.

ALL-TECH DIRECT, INC.

BLINDER, ROBINSON & CO., INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/27/2001

Series 63

Date: 8/8/1986

SIE

Date: 5/31/2016

Series 7

Date: 7/19/1986

Current Firm

RIDGEWAY & CONGER, INC.

Contact information

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

RIDGEWAY & CONGER, INC.

TRUST BUT VERIFY

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