James A. Bedard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Alan Bedard, who also goes by Jim Alan Bedard, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1986. James had worked at 12 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2008 - December 31, 2020
SCF INVESTMENT ADVISORS, INC.
February 5, 2007 - December 31, 2020
SCF SECURITIES, INC.
August 24, 2005 - November 3, 2006
SIGNATOR FINANCIAL SERVICES, INC.
August 5, 2005 - November 3, 2006
SIGNATOR FINANCIAL SERVICES, INC.
July 10, 2003 - July 1, 2005
TRANSAMERICA FINANCIAL ADVISORS, LLC
December 22, 2000 - April 3, 2001
MONY SECURITIES CORPORATION
May 15, 1998 - July 11, 2003
LOCUST STREET SECURITIES, INC.
May 16, 1996 - May 20, 1998
SECURITIES MANAGEMENT & RESEARCH, INC.
February 9, 1996 - May 15, 1996
PINEBRIDGE SECURITIES LLC
March 9, 1995 - January 16, 1996
GUARDIAN INVESTOR SERVICES LLC
March 18, 1994 - January 27, 1995
MONY SECURITIES CORPORATION
September 3, 1991 - December 10, 1993
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
September 11, 1986 - February 11, 1991
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
September 11, 1986 - February 11, 1991
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SCF INVESTMENT ADVISORS, INC.
CRD#: 123608 / SEC#: 801-71206
Contact information
Regulatory assets under management
| Total Number of Accounts | 6,190 |
| AUM (Assets Under Management) | $ 1,349,597,453 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/17/2024 | ||
| 06/28/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
