Richard Edwin Hahn
Professional Summary
Richard Edwin Hahn is a registered financial advisor currently at BENCHMARK CAPITAL GROUP LTD. located in Edwardsville, Illinois. Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Richard has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 53, Series 4, Series 27 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
OSAIC WEALTH, INC.
IMPACT INVESTORS
BARGELD FINANCIAL
WELLS FARGO CLEARING SERVICES, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
OSAIC WEALTH, INC.
IMPACT INVESTORS
BARGELD FINANCIAL
WELLS FARGO CLEARING SERVICES, LLC
Contact Information
xxxxx@xxxx.xxx
Similar Advisors
OSAIC WEALTH, INC.
IMPACT INVESTORS
BARGELD FINANCIAL
WELLS FARGO CLEARING SERVICES, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
OSAIC WEALTH, INC.
IMPACT INVESTORS
BARGELD FINANCIAL
WELLS FARGO CLEARING SERVICES, LLC
Years of Experience
40 years in the financial services industry
Current & Past Employments
Similar Advisors
OSAIC WEALTH, INC.
IMPACT INVESTORS
BARGELD FINANCIAL
WELLS FARGO CLEARING SERVICES, LLC
Current Firm
BENCHMARK CAPITAL GROUP LTD. | BENCHMARK HAHN ADVISORS
Contact Information
Main Address
228 N. Bench Street, Galena, IL 61036Phone Number
(815) 777-0600# of Employees
3SEC notice filing (4 States and Territories)
Registered to provide investment advisory services in 4 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
383AUM (Assets Under Management)
$173,620,326Similar Advisors
OSAIC WEALTH, INC.
IMPACT INVESTORS
BARGELD FINANCIAL
WELLS FARGO CLEARING SERVICES, LLC
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
OSAIC WEALTH, INC.
IMPACT INVESTORS
BARGELD FINANCIAL
WELLS FARGO CLEARING SERVICES, LLC
Primary Firm SEC Registration
BENCHMARK CAPITAL GROUP LTD. | BENCHMARK HAHN ADVISORS
State Registrations and Notice Filings
(1/4/2012)
(1/4/2012)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Similar Advisors
OSAIC WEALTH, INC.
IMPACT INVESTORS
BARGELD FINANCIAL
WELLS FARGO CLEARING SERVICES, LLC
CRS (Client Relationship Summary) - RIA
Click below to view Richard Edwin Hahn's CRS (Customer Relationship Summary).
Similar Advisors
OSAIC WEALTH, INC.
IMPACT INVESTORS
BARGELD FINANCIAL
WELLS FARGO CLEARING SERVICES, LLC
