Charles M. Banacos
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Michael Banacos was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1987. Charles had worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 29, 1991 - March 13, 1992
PORTFOLIO ASSET MGT/USA FINANCIAL GROUP INC.
April 11, 1989 - November 30, 1989
GRUNTAL & CO., L.L.C.
January 6, 1989 - March 31, 1989
CITIGROUP GLOBAL MARKETS INC.
April 29, 1987 - January 25, 1989
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PORTFOLIO ASSET MGT/USA FINANCIAL GROUP INC.
CRD#: 13741 / SEC#: , 8-45398
Contact information
Documents
Red Flags
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