Joseph C. Henn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Charles Jr Henn, who also goes by Joseph Charles Henn Jr, Joseph Charlse Henn Jr, Joseph Charles Henn, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1986. Joseph had worked at 23 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 3, 2023 - July 24, 2024
COVA CAPITAL PARTNERS LLC
September 6, 2019 - July 31, 2023
PAULSON INVESTMENT COMPANY LLC
May 16, 2019 - August 21, 2019
IBN FINANCIAL SERVICES, INC.
November 19, 2018 - May 31, 2019
UNIVEST SECURITIES, LLC
October 17, 2016 - November 28, 2016
ZIV INVESTMENT COMPANY
April 1, 2015 - April 26, 2016
VCS VENTURE SECURITIES
February 26, 2008 - June 30, 2014
CAPITAL PATH SECURITIES, LLC
November 6, 2007 - February 22, 2008
S.G. MARTIN SECURITIES LLC
January 4, 2006 - March 10, 2006
WM. V. FRANKEL & CO., INCORPORATED
January 15, 2003 - May 5, 2005
AEGIS CAPITAL CORP.
August 6, 1997 - January 2, 2003
WM. V. FRANKEL & CO., INCORPORATED
May 6, 1994 - July 3, 1997
HUDSON SECURITIES,INC.
January 15, 1993 - May 23, 1994
ISLAND SECURITIES, INC.
May 18, 1991 - September 2, 1992
CASTLE SECURITIES CORP.
August 9, 1990 - November 30, 1993
VANDERBILT SECURITIES, INC.
March 7, 1990 - September 5, 1990
METROPOLITAN LIFE INSURANCE COMPANY
March 7, 1990 - September 5, 1990
MSI FINANCIAL SERVICES, INC.
September 18, 1989 - January 5, 1990
ROBERT TODD FINANCIAL CORP.
September 13, 1989 - September 20, 1989
TAMARON INVESTMENTS, INC.
March 14, 1989 - September 5, 1989
KIRLIN SECURITIES INC.
September 21, 1987 - March 10, 1989
INVESTORS CENTER, INC.
August 6, 1987 - November 5, 1987
FIRST OF PHILADELPHIA INVESTMENT GROUP, INC.
February 2, 1987 - July 21, 1987
SHERWOOD CAPITAL, INC.
July 23, 1986 - January 31, 1987
FIRST JERSEY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 3/6/1999
Limited Representative-Equity Trader ExamCurrent Firm
COVA CAPITAL PARTNERS LLC
CRD#: 109761 / SEC#: , 8-53105
Contact information
FINRA licenses (40 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
