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ES

Edward A. Sita

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CRD#: 1509735
ES

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Edward Andrew Sita was a registered financial professional .

Edward is a previously registered financial professional and started their career in finance in 1988. Edward had worked at 7 firms and has passed the Series 63, Series 7, Series 27 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

August 20, 1998 - October 20, 1999

FAIRCHILD FINANCIAL GROUP, INC.

BD
CRD#: 21404
NEW YORK, NY
Past

October 29, 1997 - August 11, 2003

LEGEND MERCHANT GROUP, INC.

BD
CRD#: 5155
NEW YORK, NY
Past

March 22, 1994 - September 3, 1997

M.S. FARRELL & COMPANY, INC.

BD
CRD#: 24232
SYOSSET, NY
Past

December 13, 1989 - July 30, 1990

PARAGON CAPITAL MARKETS, INC.

BD
CRD#: 18555
EAST HANOVER, NJ
Past

May 15, 1989 - December 19, 1989

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

BD
CRD#: 11025
Past

February 13, 1989 - May 23, 1989

ALLEGIANCE SECURITIES, INC.

BD
CRD#: 16213
Past

January 30, 1989 - December 19, 1989

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

BD
CRD#: 11025
ST. LOUIS, MO
Past

September 29, 1988 - December 12, 1988

GREENTREE SECURITIES CORP.

BD
CRD#: 7372

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 4/18/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam

Current Firm


FF
FAIRCHILD FINANCIAL GROUP, INC.
FAIRCHILD FINANCIAL GROUP, INC. | VTR CAPITAL, INC. | VENTURE TRADING, INC.

CRD#: 21404 / SEC#: , 8-38963

BD
Terminated by SEC on 01/22/2000
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Contact information


Main Address
Mailing Address
Phone number
Established
Colorado since 11/03/1987
Firm type
Corporation
Fiscal year end
June
# of Employees

Documents


Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


FAIRCHILD FINANCIAL GROUP, INC.

CRD#: 21404

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