Gary S. Johanson
Professional summary
Gary Scott Johanson, CFP®, CLU® is a registered financial professional currently at MUTUAL OF AMERICA SECURITIES LLC located in Boca Raton, Florida.
Gary is registered as a RR (Registered Representative) and started their career in finance in 1986. Gary has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gary Scott Johanson's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2000
Experience
June 26, 2020 - Present
MUTUAL OF AMERICA SECURITIES LLC
Office #1: 1001 Yamato Road Suite 200, Boca Raton, FL 33431June 26, 2020 - November 10, 2020
MUTUAL OF AMERICA LIFE INSURANCE COMPANY
March 19, 2019 - April 6, 2020
TRUIST ADVISORY SERVICES, INC.
March 13, 2019 - April 6, 2020
TRUIST INVESTMENT SERVICES, INC.
October 15, 2007 - March 12, 2019
NFSG CORPORATION
January 18, 2007 - March 12, 2019
NEWBRIDGE SECURITIES CORPORATION
December 12, 2002 - January 30, 2007
OPPENHEIMER & CO. INC.
December 4, 2002 - December 17, 2002
NATIONAL PLANNING CORPORATION
July 19, 2001 - December 10, 2002
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
July 19, 2001 - December 10, 2002
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
January 30, 1995 - August 3, 2001
GRUNTAL & CO., L.L.C.
November 27, 1990 - January 30, 1995
CHATFIELD DEAN & CO., INC.
October 9, 1986 - December 3, 1990
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
MUTUAL OF AMERICA SECURITIES LLC
CRD#: 27878 / SEC#: , 8-43278
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MUTUAL OF AMERICA HOLDING COMPANY LLC | MEMBER | |
| BAILEY, CHRISTOPHER DAVID | CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4582524 |
| BRANT, DAVID ROBERT | FINANCIAL AND OPERATIONS PRINCIPAL (FINOP), PRINCIPAL FINANCIAL OFFICER (PFO), PRINCIPAL OPERATIONS OFFICER (POO) | 2718478 |
| GREGORY, IVAN BRUCE | EXECUTIVE VICE PRESIDENT AND BOARD MANAGER | 4984456 |
| JOHNSON, TROY SHERMAN | EXECUTIVE VICE PRESIDENT AND BOARD MANAGER | 3052097 |
| MEDLIN, KYLE LAWRENCE | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 5496979 |
| STEINGARTEN, BRIE ANNE ELIZABETH | GENERAL COUNSEL AND SECRETARY | 5373977 |
Red Flags
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