James J. Oplotnik
Professional summary
James Joseph Oplotnik, CFP®, who also goes by James Joseph Oplotnick, Jim Oplotnik, is a registered financial advisor currently at ACCESS ADVISORY GROUP LLC located in Oklahoma City, Oklahoma and ACCESS INVESTMENTS, INC. located in Oklahoma City, Oklahoma.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. James has worked at 6 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 22, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view James Joseph Oplotnik's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1991
Experience
February 2, 2009 - Present
ACCESS ADVISORY GROUP LLC
Office #1: 6440 Avondale Dr. Suite 210, Oklahoma City, OK 73116February 5, 1997 - Present
ACCESS INVESTMENTS, INC.
Office #1: 6440 Avondale Drive Suite 210, Oklahoma City, OK 73116Office #2: 6440 Avondale Drive, Suite 210, Oklahoma City, OK 73116January 3, 1994 - January 28, 1997
SUNPOINT SECURITIES, INC.
January 10, 1992 - February 2, 2009
ACCESS FINANCIAL RESOURCES INC.
October 1, 1991 - January 4, 1994
CETERA WEALTH SERVICES, LLC
September 10, 1986 - October 16, 1991
GREEN HILL FINANCIAL SERVICE CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/21/1997)
(2/2/2009)
(12/11/2012)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
ACCESS ADVISORY GROUP LLC
CRD#: 149048 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 128 |
| AUM (Assets Under Management) | $ 36,659,945 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ACCESS ADVISORY GROUP LLC
CRD#: 149048Oklahoma City, OK 73116TRUST BUT VERIFY
Monitor James Oplotnik
Get automatic monthly alerts on:
