Rodney B. Mcgee
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rodney Bruce Mcgee was a registered financial professional .
Rodney is a previously registered financial professional and started their career in finance in 1986. Rodney had worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 19, 2007 - August 6, 2014
BUCKINGHAM STRATEGIC WEALTH, LLC
March 19, 2007 - August 6, 2014
FOCUS PARTNERS ADVISOR SOLUTIONS, LLC
January 18, 2006 - March 20, 2007
BAM ADVISOR SERVICES LLC
February 8, 2005 - March 20, 2007
BUCKINGHAM ASSET MANAGEMENT INC
January 13, 1992 - November 24, 2004
COMMERCE BROKERAGE SERVICES, INC.
August 1, 1986 - January 31, 1990
BOATMEN'S INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BUCKINGHAM STRATEGIC WEALTH, LLC
CRD#: 143323 / SEC#: 801-67640
Contact information
Regulatory assets under management
| Total Number of Accounts | 51,749 |
| AUM (Assets Under Management) | $ 29,509,452,509 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/27/2024 | ||
| 01/24/2024 | ||
| 07/22/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
