Paul R. Decaprio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Richard Decaprio was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1986. Paul had worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 24 and Series 14 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 15, 2011 - August 1, 2011
EDGECREST CAPITAL (USA) INC.
March 19, 2010 - December 31, 2014
EQUUS FINANCIAL CONSULTING LLC
February 8, 2005 - June 1, 2006
E*TRADE SECURITIES LLC
February 8, 2005 - June 23, 2006
E*TRADE CLEARING LLC
October 21, 2003 - February 3, 2005
WALL STREET ACCESS
December 10, 2002 - November 6, 2003
FIRST ALLIED SECURITIES, INC.
June 12, 2002 - October 17, 2003
DUNCAN CAPITAL LLC
November 18, 1986 - April 7, 1990
DREXEL BURNHAM LAMBERT INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
EDGECREST CAPITAL (USA) INC.
CRD#: 153978 / SEC#: , 8-68600
Contact information
Documents
Red Flags
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