Robert B. Clark
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Byron Clark, who also goes by Bob Clark, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1986. Robert had worked at 24 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 17, 2014 - February 27, 2015
BONWICK CAPITAL PARTNERS, LLC
January 3, 2014 - February 18, 2014
NATALLIANCE SECURITIES, LLC
June 1, 2012 - December 16, 2013
DAIWA CAPITAL MARKETS AMERICA INC.
September 1, 2010 - May 31, 2012
ALLY SECURITIES LLC
November 30, 2009 - August 24, 2010
ADVISORS ASSET MANAGEMENT, INC.
July 31, 2009 - December 2, 2009
JVB FINANCIAL GROUP, LLC
April 7, 2009 - July 16, 2009
MAXIM GROUP LLC
July 3, 2008 - April 7, 2009
COHEN & COMPANY SECURITIES, LLC
June 3, 2008 - June 23, 2008
CITATION FINANCIAL GROUP, L.P.
August 20, 2007 - February 29, 2008
RBC CAPITAL MARKETS CORPORATION
August 20, 2007 - April 11, 2008
RBC CAPITAL MARKETS, LLC
June 21, 2006 - July 25, 2007
WAMU CAPITAL CORP.
June 16, 2004 - May 25, 2006
NOMURA SECURITIES INTERNATIONAL, INC.
March 23, 2004 - June 16, 2004
GUGGENHEIM SECURITIES, LLC
September 3, 2002 - March 19, 2004
PIPER SANDLER & CO.
March 13, 2002 - July 31, 2002
SANDLER, O'NEILL & PARTNERS, L.P.
May 23, 1995 - August 14, 2001
PRUDENTIAL EQUITY GROUP, LLC
March 4, 1994 - June 13, 1995
CITIGROUP GLOBAL MARKETS INC.
June 2, 1993 - February 2, 1994
NIKKO ALTERNATIVE ASSET MANAGEMENT, INC.
May 28, 1992 - April 30, 1993
TUCKER ANTHONY INCORPORATED
January 28, 1992 - June 9, 1992
WELLS FARGO CLEARING SERVICES, LLC
February 2, 1989 - February 13, 1990
UBS SECURITIES LLC
July 28, 1987 - April 7, 1990
DREXEL BURNHAM LAMBERT GOVERNMENT SECURITIES INC.
October 22, 1986 - January 10, 1989
DREXEL BURNHAM LAMBERT INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BONWICK CAPITAL PARTNERS, LLC
CRD#: 156469 / SEC#: , 8-68796
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
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