William S. Parsch

WELLSPRING CAPITAL GROUP, LTD.

North Barrington, IL

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CRD#: 1509119

Professional summary

William Steven Parsch, who also goes by Steve Parsch, is a registered financial advisor currently at WELLSPRING CAPITAL GROUP, LTD. located in North Barrington, Illinois.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. William has worked at 9 firms and has passed the Series 65, Series 63, Series 6 and Series 22 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Steve Parsch

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Steven Parsch's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 11, 2010 - Present

WELLSPRING CAPITAL GROUP, LTD.

RIA

CRD#: 152400

North Barrington, IL

Past

January 19, 2006 - January 13, 2010

J.W. COLE FINANCIAL, INC.

CRD#: 124583

LIBERTYVILLE, IL

Past

January 18, 2006 - January 20, 2010

J. W. COLE ADVISORS, INC.

RIA

CRD#: 112294

LIBERTYVILLE, IL

Past

November 1, 2002 - January 20, 2006

WATERSTONE FINANCIAL GROUP, INC.

RIA

CRD#: 10078

LINCOLNSHIRE, IL

Past

October 28, 2002 - January 20, 2006

WATERSTONE FINANCIAL GROUP, INC.

CRD#: 10078

BOSTON, MA

Past

May 29, 1992 - October 28, 2002

DREHER & ASSOCIATES, INC.

CRD#: 8665

OAKBROOK TERRACE, IL

Past

November 28, 1990 - June 5, 1992

VP DISTRIBUTORS LLC

CRD#: 3036

HARTFORD, CT

Past

October 5, 1987 - October 11, 1990

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Past

January 9, 1987 - December 18, 1990

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MILWAUKEE, WI

Past

August 1, 1986 - September 10, 1987

STANFORD SECURITIES INCORPORATED

CRD#: 14940

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(1/11/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/2/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/21/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 10/10/1986

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 22

Date: 7/31/1986

Direct Participation Programs Representative Examination

Current Firm

WELLSPRING CAPITAL GROUP, LTD.

CRD#: 152400 / SEC#: 801-70894

RIA

Registered Investment Advisory firm - (5/3/2010 Terminated)

Illinois

Registered Investment Advisory firm - (4/13/2010 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

North Barrington, IL

Mailing Address

Phone number

(224) 406-0077

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	64
AUM (Assets Under Management)	$ 6,900,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

William S. Parsch

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Steven Parsch's CRS (Customer Relationship Summary).

Certified licenses

Experience

J.W. COLE FINANCIAL, INC.

J. W. COLE ADVISORS, INC.

WATERSTONE FINANCIAL GROUP, INC.

WATERSTONE FINANCIAL GROUP, INC.

DREHER & ASSOCIATES, INC.

VP DISTRIBUTORS LLC

ROBERT W. BAIRD & CO. INCORPORATED

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

STANFORD SECURITIES INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 3/2/1999

Series 63

Date: 12/21/1988

Series 6

Date: 10/10/1986

Series 22

Date: 7/31/1986

Current Firm

WELLSPRING CAPITAL GROUP, LTD.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WELLSPRING CAPITAL GROUP, LTD.

TRUST BUT VERIFY

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