Neil V. Desena
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Neil Vito Desena, who also goes by Neil V Desena, was a registered financial professional .
Neil is a previously registered financial professional and started their career in finance in 1986. Neil had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 13, 2014 - February 21, 2017
SENAHILL SECURITIES, LLC
June 14, 2002 - January 12, 2006
GOLDMAN SACHS & CO. LLC
January 1, 1995 - April 29, 1999
FIRST OPTIONS OF CHICAGO, INC.
March 23, 1989 - January 12, 2006
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
October 23, 1987 - October 4, 1988
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
December 23, 1986 - October 5, 1987
APEX CLEARING CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
SENAHILL SECURITIES, LLC
CRD#: 166477 / SEC#: , 8-69215
Contact information
FINRA licenses (7 States and Territories)
Red Flags
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