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Neil Vito Desena

CRD# 1508780·Registered 1986 - 2017
Previously Registered: Being a previously registered professional could mean that Neil is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Neil Vito Desena, who also goes by Neil V Desena, was a registered financial advisor. Neil was a previously registered financial professional and started their career in finance 1986 - 2017. Neil had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Neil V Desena

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

SENAHILL SECURITIES, LLC·CRD# 166477
BD
New York, NY
November 13, 2014 - February 21, 2017
GOLDMAN SACHS & CO. LLC·CRD# 361
BD
New York, NY
June 14, 2002 - January 12, 2006
FIRST OPTIONS OF CHICAGO, INC.·CRD# 13822
BD
Chicago, IL
January 1, 1995 - April 29, 1999
GOLDMAN SACHS EXECUTION & CLEARING, L.P.·CRD# 3466
BD
New York, NY
March 23, 1989 - January 12, 2006
GOLDMAN SACHS EXECUTION & CLEARING, L.P.·CRD# 3466
BD
October 23, 1987 - October 4, 1988
APEX CLEARING CORPORATION·CRD# 13071
BD
December 23, 1986 - October 5, 1987

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Current Firm

SS
SENAHILL SECURITIES, LLC

PARKER ROSE LLC | SENAHILL SECURITIES, LLC

CRD#: 166477 / SEC#: 8-69215
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

45 Rockefeller Plaza Suite 3504, New York, NY 10111

Mailing Address

45 Rockefeller Plaza Suite 3504, New York, NY 10111

Phone Number

(212) 730-8542

Established

New York since 11/27/2012

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (7 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SENAHILL ADVISORS, LLCOWNER—
BROWNHILL, JUSTIN ALEXANDERCCO & CEO2618578
KORHAMMER, RICHARD ALANPRINCIPAL4872081
SHARENOW, GREGG RICHARDCFO2749745
SIPINICK, KATHY EFREMFINOP3248100

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1987About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Feb 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 1986About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Nov 2015About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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