Darold D. Dornbush
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Darold Dean Dornbush was a registered financial professional .
Darold is a previously registered financial professional and started their career in finance in 1986. Darold had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 53, Series 4, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 5, 2015 - October 15, 2018
TRANSAMERICA RETIREMENT ADVISORS, LLC
January 14, 2013 - October 15, 2018
TRANSAMERICA INVESTORS SECURITIES, LLC
June 3, 2009 - December 31, 2014
TRANSAMERICA FINANCIAL ADVISORS, LLC
June 3, 2009 - December 31, 2014
TRANSAMERICA FINANCIAL ADVISORS, LLC
June 3, 2008 - March 18, 2009
U.S. BANCORP INVESTMENTS, INC.
May 31, 2005 - December 7, 2006
U.S. BANCORP INVESTMENTS, INC.
September 22, 2003 - March 18, 2009
U.S. BANCORP INVESTMENTS, INC.
April 24, 2003 - September 9, 2003
TRANSAMERICA FINANCIAL ADVISORS, INC.
March 24, 2001 - February 25, 2003
STATE FARM VP MANAGEMENT CORP.
November 1, 1999 - February 9, 2001
STRONG INVESTMENTS, INC.
June 28, 1999 - November 1, 1999
ZIEGLER THRIFT TRADING, INC.
May 21, 1986 - April 30, 1999
ZIEGLER THRIFT TRADING, INC.
Primary Firm SEC Registration
TRANSAMERICA RETIREMENT ADVISORS, LLC
CRD#: 107319 / SEC#: 801-42910
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRANSAMERICA RETIREMENT ADVISORS, LLC
CRD#: 107319 / SEC#: 801-42910
Contact information
SEC notice filing (53 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 212,836 |
| AUM (Assets Under Management) | $ 16,157,423,229 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/10/2025 | ||
| 10/25/2024 | ||
| 07/25/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
