Calvin D. Horton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Calvin Dale Horton, who also goes by Calvin D Horton, was a registered financial professional .
Calvin is a previously registered financial professional and started their career in finance in 1988. Calvin had worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 28, 2014 - October 31, 2018
QUESTAR ASSET MANAGEMENT, INC.
December 1, 2006 - October 31, 2018
QUESTAR CAPITAL CORPORATION
April 3, 2006 - December 1, 2006
USALLIANZ SECURITIES, INC.
October 31, 2005 - April 7, 2006
OSAIC SERVICES, INC.
April 20, 2000 - October 31, 2005
SENTRA SECURITIES CORPORATION
January 2, 1992 - April 28, 2000
CETERA WEALTH SERVICES, LLC
March 23, 1990 - December 31, 1991
OPPENHEIMER & CO. INC.
December 23, 1988 - March 23, 1990
B.C. CHRISTOPHER SECURITIES CO.
July 19, 1988 - December 23, 1988
MORISON SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
QUESTAR ASSET MANAGEMENT, INC.
CRD#: 133358 / SEC#: 801-63747
Contact information
Red Flags
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