Michael J. Luzenske
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael James Luzenske, who also goes by Mike Luzenske, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1986. Michael had worked at 11 firms and has passed the Series 66, Series 63, Series 7, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 5, 2015 - January 12, 2016
BEDROCK INVESTMENT ADVISORS
August 8, 2013 - September 15, 2014
PERKINS, SMART & BOYD, INC.
December 21, 2010 - March 16, 2012
V WEALTH ADVISORS LLC
December 16, 2010 - August 31, 2011
LPL FINANCIAL LLC
March 8, 2010 - December 15, 2010
NEW ENGLAND SECURITIES
January 11, 2010 - December 15, 2010
NEW ENGLAND SECURITIES
June 4, 2009 - January 7, 2010
NYLIFE SECURITIES LLC
January 30, 2009 - May 18, 2009
PERKINS, SMART & BOYD, INC.
March 2, 2006 - January 7, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
December 1, 2005 - January 7, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
July 8, 1995 - December 7, 2005
UMB FINANCIAL SERVICES, INC.
January 2, 1991 - May 30, 1995
NATCITY INSURANCE SERVICES, INC.
April 17, 1990 - April 27, 1990
NATCITY INSURANCE SERVICES, INC.
January 16, 1987 - April 30, 1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 21, 1986 - January 23, 1987
FIRST JERSEY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BEDROCK INVESTMENT ADVISORS
CRD#: 173131 / SEC#: 801-108290
Contact information
Regulatory assets under management
| Total Number of Accounts | 224 |
| AUM (Assets Under Management) | $ 49,768,046 |
Red Flags
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