Jonathan H. Gare
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jonathan Herschel Gare, who also goes by Johnathan H Gare, Jon Gare, Jonathan H Gare, Jonathan M Gare, was a registered financial professional .
Jonathan is a previously registered financial professional and started their career in finance in 1986. Jonathan had worked at 8 firms and has passed the Series 63, Series 65, Series 7, Series 3 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 4, 1998 - November 5, 1999
BUCKMAN, BUCKMAN & REID, INC.
July 22, 1997 - November 4, 1998
DABBAH SECURITIES CORP.
July 31, 1993 - September 13, 1993
CITIGROUP GLOBAL MARKETS INC.
September 9, 1991 - July 31, 1993
LEHMAN BROTHERS INC.
November 20, 1989 - September 13, 1991
PRUDENTIAL EQUITY GROUP, LLC
November 12, 1987 - December 4, 1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 24, 1986 - November 23, 1987
TUCKER ANTHONY INCORPORATED
September 24, 1986 - December 9, 1986
CITISTREET EQUITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BUCKMAN, BUCKMAN & REID, INC.
CRD#: 23407 / SEC#: , 8-40413
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JTC HOLDINGS LLC | SHARE HOLDER | |
| GIAKAS, WALLACE MARTIN | STOCKHOLDER | 1068278 |
| LAU, PETER SEN | STOCKHOLDER | 2302677 |
| YANG, ZHAO | SHAREHOLDER | 6077274 |
| ALMERINI, LOUIS ACHILLE | FINOP | 1605183 |
| BUCKMAN, HARRY JOHN | CHAIRMAN, RSOP | 1090909 |
| BUCKMAN, HARRY JOHN JR | SR. VICE PRESIDENT | 2202467 |
| BUCKMAN, MARY | STOCKHOLDER | 5823239 |
| BUCKMAN, THOMAS PAUL | SECRETARY | 2577168 |
| CAMPOLI, JOHN | SHAREHOLDER | 6596748 |
| PANNO, RICHARD ANTHONY | CHIEF COMPLIANCE OFFICER | 724727 |
| SHOICHET, MARK ELLIOTT | STOCKHOLDER | 2301353 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
