Steven M. Ehlers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Michael Ehlers was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1986. Steven had worked at 13 firms and has passed the Series 63, Series 7, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 19, 1996 - August 3, 1998
QUANTUM GROUP, LTD.
November 2, 1995 - April 9, 1997
FALCON TRADING GROUP, LTD.
February 9, 1995 - April 27, 1995
A. G. EDWARDS & SONS, INC.
January 5, 1994 - January 31, 1995
UNION EQUITY PARTNERS, INC.
November 12, 1993 - December 22, 1993
E-W INVESTMENTS, INC.
July 13, 1989 - October 19, 1989
ALISON, BAER SECURITIES INC.
May 22, 1989 - June 28, 1989
CITIGROUP GLOBAL MARKETS INC.
October 7, 1988 - May 22, 1989
DREXEL BURNHAM LAMBERT INCORPORATED
August 2, 1988 - October 4, 1988
JONATHAN ALAN & CO., INC.
December 15, 1987 - April 12, 1988
PROFILE INVESTMENTS CORPORATION
June 4, 1987 - December 16, 1987
PROVIDENCE SECURITIES, INC.
October 13, 1986 - June 4, 1987
NORTH AMERICAN INVESTMENT CORP.
July 28, 1986 - October 13, 1986
BEURET & COMPANY, LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
QUANTUM GROUP, LTD.
CRD#: 33615 / SEC#: , 8-46113
Contact information
Documents
Red Flags
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