Gordon T. Walker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gordon Tate Walker, who also goes by Gordon T Walker, was a registered financial professional .
Gordon is a previously registered financial professional and started their career in finance in 1987. Gordon had worked at 2 firms and has passed the Series 63, Series 22 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 14, 1992 - December 3, 1996
J B BOGART AND ASSOCIATES, INC.
August 22, 1987 - December 20, 1989
ISRAEL AMERICAN SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J B BOGART AND ASSOCIATES, INC.
CRD#: 25568 / SEC#: , 8-41826
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
