Bruce Nmn Saxon
Professional Summary
Bruce Nmn Saxon, who also goes by Bruce Saxon, was a registered financial advisor. Bruce was a previously registered financial professional and started their career in finance 1986 - 2020. Bruce had worked at 9 firms and has passed the Series 63, Series 65, Series 99TO, Series 52TO, SIE, Series 50, Series 7, Series 14, Series 54, Series 53, Series 24 and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Bruce Saxon
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures on record.
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Years of Experience
40 years in the financial services industry
Current & Past Employments
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Current Firm
LASALLE INVESTMENT MANAGEMENT DISTRIBUTORS, LLC
Contact Information
Main Address
333 West Wacker Drive Suite 2300, Chicago, IL 60606Mailing Address
333 West Wacker Drive Suite 2300, Chicago, IL 60606Phone Number
(312) 897-4000Established
Delaware since 03/10/2011Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 50 — Municipal Advisor Representative Qualification Exam
Passed Sep 2017About the Series 50 examSeries 54 — Municipal Advisor Principal Qualification Examination
Passed Jun 2019About the Series 54 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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