Kenneth N. Strutin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Neil Strutin was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1986. Kenneth had worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 10, Series 9, Series 8 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 27, 2018 - December 5, 2024
STONECREST CAPITAL MARKETS, INC.
April 6, 2011 - July 12, 2016
CITIGROUP GLOBAL MARKETS INC.
May 29, 2007 - April 15, 2009
CITIGROUP GLOBAL MARKETS INC.
December 19, 2002 - May 29, 2007
CITICORP INVESTMENT SERVICES
June 1, 1992 - December 31, 2000
CITICORP INVESTMENT SERVICES
May 20, 1986 - June 1, 1992
CITICORP FINANCIAL SERVICES,INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 9/12/1996
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
STONECREST CAPITAL MARKETS, INC.
CRD#: 39616 / SEC#: , 8-48754
Contact information
FINRA licenses (41 States and Territories)
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
