David R. Meckfessel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Ryan Meckfessel was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1998. David had worked at 4 firms and has passed the SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 5, 2012 - May 2, 2016
STONEPINE ADVISORS, LLC
March 21, 2012 - April 3, 2012
B. RILEY WEALTH MANAGEMENT
March 6, 2000 - May 24, 2001
CREDIT SUISSE SECURITIES (USA) LLC
March 19, 1998 - March 1, 2000
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STONEPINE ADVISORS, LLC
CRD#: 154217 / SEC#: , 8-68618
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| REILLY, JAMES FRANCIS | CCO, EXEC. REP., AML SUPER. | |
| CAMPBELL, ROBERT | FINOP | 1349154 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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