William C. Schmidt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Charles Schmidt, who also goes by Bill Schmidt, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1986. William had worked at 8 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 12, 2009 - April 12, 2012
ASSET & FINANCIAL PLANNING, LTD
January 20, 2009 - April 12, 2012
PRIME CAPITAL SERVICES, INC.
August 10, 2000 - December 31, 2001
THE VARIABLE ANNUITY MARKETING COMPANY
December 1, 1998 - January 23, 2009
VALIC FINANCIAL ADVISORS, INC.
November 24, 1998 - January 23, 2009
VALIC FINANCIAL ADVISORS, INC.
February 15, 1996 - March 8, 2000
PUBLIC EMPLOYEES EQUITIES SERVICES COMPANY
May 2, 1990 - February 5, 1997
METROPOLITAN LIFE INSURANCE COMPANY
April 25, 1990 - February 5, 1997
MSI FINANCIAL SERVICES, INC.
August 5, 1986 - April 25, 1990
UR FINANCIAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ASSET & FINANCIAL PLANNING, LTD
CRD#: 110709 / SEC#: 801-20784
Contact information
Red Flags
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