John J. Degan

HARBOR ADVISORY

PORTSMOUTH, NH 03801

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CRD#: 1506997

Professional summary

John Joseph Degan is a registered financial advisor currently at HARBOR ADVISORY CORPORATION located in Portsmouth, New Hampshire.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. John has worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Joseph Degan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 16, 1996 - Present

HARBOR ADVISORY CORPORATION

Office #1: 500 Market Street - Suite 11, Portsmouth, NH 03801

RIA

CRD#: 105151

PORTSMOUTH, NH

Past

June 25, 1986 - June 7, 1996

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HARBOR ADVISORY CORPORATION

HARBOR ADVISORY | HARBOR ADVISORY CORPORATION

CRD#: 105151 / SEC#: 801-8915

RIA

Registered Investment Advisory firm - (10/22/1972 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Hampshire
(9/16/1996)

IAR

Texas
(6/11/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/16/1993

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/21/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/21/1986

General Securities Representative Examination

Current Firm

HARBOR ADVISORY CORPORATION

HARBOR ADVISORY | HARBOR ADVISORY CORPORATION

CRD#: 105151 / SEC#: 801-8915

RIA

Registered Investment Advisory firm - (10/22/1972 Approved)

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Contact information

Main Address

500 Market St., Ste 11, Portsmouth, NH 03801

Mailing Address

Phone number

(603) 431-5740

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2024 BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts	403
AUM (Assets Under Management)	$ 443,927,992

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
02/05/2025	Cover Page	Report
03/05/2024	Cover Page	Report
02/20/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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John J. Degan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Joseph Degan's CRS (Customer Relationship Summary).

Certified licenses

Experience

HARBOR ADVISORY CORPORATION

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

HARBOR ADVISORY CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 12/16/1993

Series 63

Date: 7/21/1986

Series 7

Date: 6/21/1986

Current Firm

HARBOR ADVISORY CORPORATION

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

HARBOR ADVISORY CORPORATION

TRUST BUT VERIFY

Contact information

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