Larry R. Poteet
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Larry Ray Poteet was a registered financial professional .
Larry is a previously registered financial professional and started their career in finance in 1986. Larry had worked at 19 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 29, 2013 - September 28, 2015
CABOT LODGE SECURITIES LLC
May 23, 2011 - September 28, 2015
CL WEALTH MANAGEMENT LLC
October 1, 2008 - April 8, 2011
ALLIED BEACON PARTNERS, INC.
September 24, 2008 - August 23, 2013
ALLIED BEACON PARTNERS, INC.
June 22, 2007 - June 13, 2008
TRANSAMERICA FINANCIAL ADVISORS, LLC
August 28, 2006 - June 13, 2008
TRANSAMERICA FINANCIAL ADVISORS, LLC
March 18, 2002 - August 30, 2006
WESTMINSTER FINANCIAL SECURITIES, INC.
January 4, 1999 - December 31, 2001
LASALLE ST SECURITIES, L.L.C.
July 15, 1998 - December 28, 1998
ARAGON FINANCIAL SERVICES, INC.
July 31, 1996 - June 15, 1998
SECURITIES SERVICE NETWORK, LLC
January 26, 1993 - October 4, 1994
DETWILER FENTON WEALTH MANAGEMENT INC
October 10, 1991 - December 16, 1992
FFP SECURITIES, INC.
February 27, 1991 - August 2, 1991
RETIREMENT INVESTMENT GROUP
August 22, 1990 - December 20, 1990
PRINCETON FINANCIAL GROUP, INC.
March 12, 1990 - September 4, 1990
KOBER FINANCIAL CORP.
November 14, 1989 - February 21, 1990
ADAMS SECURITIES, INC.
September 5, 1989 - November 28, 1989
MARSHALL DAVIS, INC.
May 3, 1989 - September 11, 1989
HAMPTON SECURITIES, INC.
December 22, 1988 - September 13, 1991
MONMOUTH INVESTMENTS, INC.
October 4, 1988 - December 21, 1988
B C FINANCIAL CORPORATION
July 23, 1986 - October 12, 1988
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CABOT LODGE SECURITIES LLC
CRD#: 159712 / SEC#: , 8-69009
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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