Gregory A. Smith

BLUE CRAB PARTNERS

Pinetop, AZ

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CRD#: 1506872

Professional summary

Gregory Alan Smith, who also goes by Greg Smith, is a registered financial advisor currently at BLUE CRAB PARTNERS, LLC located in Pinetop, Arizona.

Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Gregory has worked at 6 firms and has passed the Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Greg Smith

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Greggo's Restaurant, Partner with wife. 710 S Chief Ave, Whiteriver, AZ 85941. Restaurant, Part Owner, since 11/2009, 3 hrs per month during non-trading hrs. No active duties; Partner runs the business. (2) Insurance Agent, 832 S Juniper, Pinetop, AZ 85935. Self-employed since 8/2012. Supplemental Indemnity and Life Insurance. Time spent: 20 hrs/wk during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Alan Smith's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 15, 2023 - Present

BLUE CRAB PARTNERS, LLC

RIA

CRD#: 154361

Pinetop, AZ

Past

October 14, 2020 - March 23, 2022

BLUE CRAB PARTNERS, LLC

RIA

CRD#: 154361

PINETOP, AZ

Past

September 18, 2018 - November 17, 2022

CFCI

RIA

CRD#: 128257

Pinetop, AZ

Past

August 28, 1995 - June 29, 1998

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

ST. PAUL, MN

Past

August 25, 1993 - July 26, 1995

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Past

May 21, 1987 - August 24, 1993

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Past

May 21, 1987 - August 24, 1993

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MILWAUKEE, WI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(3/15/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/28/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/16/1987

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/7/1996

General Securities Principal Examination

Current Firm

BLUE CRAB PARTNERS, LLC

BLUE CRAB PARTNERS | COMPREHENSIVE FINANCIAL CONSULTANTS, INSTITUTIONAL | BLUE CRAB PARTNERS, LLC

CRD#: 154361 / SEC#: 801-71627

RIA

Registered Investment Advisory firm - (5/28/2013 Terminated)

Arizona

Registered Investment Advisory firm - (10/22/2019 Approved)

Indiana

Registered Investment Advisory firm - (12/31/2022 Failure to Renew)

Texas

Registered Investment Advisory firm - (12/31/2022 Failure to Renew)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Pinetop, AZ

Mailing Address

Phone number

(928) 434-0801

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Gregory A. Smith

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Alan Smith's CRS (Customer Relationship Summary).

Certified licenses

Experience

BLUE CRAB PARTNERS, LLC

BLUE CRAB PARTNERS, LLC

CFCI

SECURIAN FINANCIAL SERVICES, INC.

NEW ENGLAND SECURITIES

ROBERT W. BAIRD & CO. INCORPORATED

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/28/1986

Series 7

Date: 5/16/1987

Series 24

Date: 8/7/1996

Current Firm

BLUE CRAB PARTNERS, LLC

Contact information

Documents

Red Flags

Company Information

BLUE CRAB PARTNERS, LLC

TRUST BUT VERIFY

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