Anthony G. Manaia
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Gerard Manaia, who also goes by Tony Manaia, Anthony Gerard Mania, was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 1986. Anthony had worked at 9 firms and has passed the Series 65, Series 63, Series 31, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 12, 2014 - November 1, 2017
MANAIA CAPITAL MANAGEMENT, INC.
January 1, 2011 - December 31, 2011
MANAIA CAPITAL MANAGEMENT, INC.
April 2, 2007 - July 6, 2010
INTERVEST INTERNATIONAL, INC.
February 28, 2007 - July 6, 2010
INTERVEST INTERNATIONAL EQUITIES CORPORATION
March 4, 2005 - February 28, 2007
UNITED SECURITIES ALLIANCE, INC.
March 4, 2005 - February 28, 2007
UNITED SECURITIES ALLIANCE, INC.
January 13, 2005 - March 8, 2005
LASALLE ST SECURITIES, L.L.C.
January 16, 2004 - January 24, 2005
CAMBRIDGE INVESTMENT RESEARCH, INC.
March 6, 2003 - January 24, 2005
CAMBRIDGE INVESTMENT RESEARCH, INC.
February 14, 1995 - April 2, 2003
UBS FINANCIAL SERVICES INC.
November 1, 1993 - April 2, 2003
UBS FINANCIAL SERVICES INC.
October 10, 1986 - October 21, 1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 30, 1986 - September 29, 1986
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MANAIA CAPITAL MANAGEMENT, INC.
CRD#: 155333 / SEC#: 801-71939
Contact information
Red Flags
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