Brent L. Glading
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brent Littlepage Glading, who also goes by Brent Little Page Glading, was a registered financial professional .
Brent is a previously registered financial professional and started their career in finance in 1987. Brent had worked at 11 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 23, 2017 - May 14, 2025
MORGAN STANLEY
October 16, 2017 - May 14, 2025
MORGAN STANLEY
June 19, 2008 - November 20, 2009
M HOLDINGS SECURITIES, INC.
June 28, 2006 - December 31, 2017
GLADING GROUP, LLC
September 27, 2005 - June 22, 2006
FIRST AMERICAN CAPITAL AND TRADING CORPORATION
August 4, 2004 - August 17, 2005
COBURN & MEREDITH, INC.
February 21, 2002 - August 6, 2002
MML INVESTORS SERVICES, LLC
September 22, 2000 - August 14, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 15, 1991 - April 15, 1994
BNY MELLON SECURITIES CORPORATION
June 23, 1988 - February 24, 1989
SANFORD C. BERNSTEIN & CO., INC.
November 10, 1987 - April 27, 1988
E. F. HUTTON & COMPANY INC
May 1, 1987 - October 21, 1987
DB ALEX. BROWN LLC
Primary Firm SEC Registration
MORGAN STANLEY
CRD#: 149777 / SEC#: 801-70103, 8-68191
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MORGAN STANLEY
CRD#: 149777 / SEC#: 801-70103, 8-68191
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MORGAN STANLEY CAPITAL MANAGEMENT, LLC | MEMBER | |
| CROWE, JOHN WILLIAM | CHIEF FINANCIAL OFFICER | 5475007 |
| FINN, JED | DIRECTOR, CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 5658048 |
| FLETCHER, PATRICIA KAY | TEXAS DESIGNATED PRINCIPAL | 1202060 |
| GALASSO, DAVID ANTHONY | PRINCIPAL OPERATIONS OFFICER | 1926502 |
| GIVENS, WILLIAM BENJAMIN | CHIEF COMPLIANCE OFFICER (BD ONLY) | 2790454 |
| HANSEN, TIMOTHY GERARD | CHIEF COMPLIANCE OFFICER (IA ONLY ) | 4956475 |
| HENNESSY, MICHAEL S | DIRECTOR | 1988660 |
| JANOVER, JAMES TROY | DIRECTOR | 2818307 |
| TURNER, CHAD EDWARD | DIRECTOR | 6009808 |
Regulatory assets under management
| Total Number of Accounts | 2,539,760 |
| AUM (Assets Under Management) | $ 1,650,015,946,338 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 115 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/20/2025 | ||
| 07/23/2024 | ||
| 08/24/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
