Gregory J. Zanetti

ZANETTI FINANCIAL

Albuquerque, NM 87109

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CRD#: 1506346

Professional summary

Gregory Joseph Zanetti is a registered financial advisor currently at ZANETTI FINANCIAL, LLC located in Albuquerque, New Mexico.

Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Gregory has worked at 6 firms and has passed the Series 65, Series 63, Series 3, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Joseph Zanetti's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 19, 2021 - Present

ZANETTI FINANCIAL, LLC

Office #1: 5130 San Francisco Rd Ne Suite A, Albuquerque, NM 87109

RIA

CRD#: 282089

Albuquerque, NM

Past

January 13, 2017 - August 31, 2021

ZANETTI FINANCIAL, LLC

RIA

CRD#: 282089

ALBUQUERQUE, NM

Past

December 3, 2015 - November 4, 2016

ZANETTI FINANCIAL, LLC

RIA

CRD#: 282089

BELLEVUE, WA

Past

January 18, 2011 - June 28, 2011

FOOTHILL SECURITIES, INC.

CRD#: 1027

BELLEVUE, WA

Past

October 21, 2010 - December 2, 2015

TALBOT FINANCIAL, LLC

RIA

CRD#: 155162

BELLEVUE, WA

Past

July 3, 1996 - May 1, 2009

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

ALBUQUERQUE, NM

Past

September 6, 1991 - May 1, 2009

CETERA WEALTH SERVICES, LLC

CRD#: 13572

ALBUQUERQUE, NM

Past

May 14, 1988 - August 29, 1991

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

May 21, 1986 - May 14, 1988

E. F. HUTTON & COMPANY INC

CRD#: 235

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ZANETTI FINANCIAL, LLC

ZANETTI FINANCIAL, LLC | ZANETTI, GREGORY JOSEPH

CRD#: 282089 / SEC#: 801-122424

RIA

Registered Investment Advisory firm - (10/18/2021 Approved)

New Mexico

Registered Investment Advisory firm - (8/31/2021 Terminated)

Washington

Registered Investment Advisory firm - (11/4/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Mexico
(10/19/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/1/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/21/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 7/2/1986

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 5/17/1986

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/22/1995

General Securities Principal Examination

Current Firm

ZANETTI FINANCIAL, LLC

ZANETTI FINANCIAL, LLC | ZANETTI, GREGORY JOSEPH

CRD#: 282089 / SEC#: 801-122424

RIA

Registered Investment Advisory firm - (10/18/2021 Approved)

New Mexico

Registered Investment Advisory firm - (8/31/2021 Terminated)

Washington

Registered Investment Advisory firm - (11/4/2016 Terminated)

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Contact information

Main Address

5130 San Francisco Rd Ne Suite A, Albuquerque, NM 87109

Mailing Address

Phone number

(505) 250-3754

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ZANETTI FINANCIAL, LLC (6/26/2025)

Regulatory assets under management

Total Number of Accounts	938
AUM (Assets Under Management)	$ 404,472,409

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gregory J. Zanetti

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Joseph Zanetti's CRS (Customer Relationship Summary).

Certified licenses

Experience

ZANETTI FINANCIAL, LLC

ZANETTI FINANCIAL, LLC

FOOTHILL SECURITIES, INC.

TALBOT FINANCIAL, LLC

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

LEHMAN BROTHERS INC.

E. F. HUTTON & COMPANY INC

Primary Firm SEC Registration

ZANETTI FINANCIAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/1/1997

Series 63

Date: 5/21/1986

Series 3

Date: 7/2/1986

Series 7

Date: 5/17/1986

Series 24

Date: 6/22/1995

Current Firm

ZANETTI FINANCIAL, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ZANETTI FINANCIAL, LLC

TRUST BUT VERIFY

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