RG
Roland R. Greco
MADISON AVENUE SECURITIES
Scranton, PA 18503
Some features on this profile are disabled
CRD#: 1506202
RG
Professional summary
Roland Robert Greco, who also goes by Roland R Greco, Roland Greco, is a registered financial advisor currently at MADISON AVENUE SECURITIES, LLC located in Scranton, Pennsylvania and IMPACT PARTNERSHIP WEALTH, LLC located in Scranton, Pennsylvania.
Roland is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Roland has worked at 10 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Roland R Greco | Roland Greco
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) College Planning Advisors; Not Investment Related; 321 Biden St; Scranton, PA 18503; Helping families with college planning; Consultant; 1/2020; 10hrs/Mo; 10hrs/Mo during Securities Trading Hours, advising parents on college strategies. 2) RG Financial Services; Yes Investment Related; 321 Biden St; Scranton, PA 18503; Whole Life and Term Insurance; Owner/Advisor; 1/2009; 1hr/Mo; 1hrs/Mo during Securities Trading Hours; Advising on Life Insurance. 3) AE Medical Partner Program; Not Investment Related; 2950 SW McClure Rd, Topeka, KS 66614; Medicare; Agent/Solicitor; 10/18/2023; 4hrs/Mo; 4hrs/Mo during Securities Trading Hours; Referring clients to AE Medical Partner Program 4) Madison Avenue Securities; Yes Investment Related; 321 Biden St; Scranton, PA 18503; Brokerage; Registered Representative; 8/2023; 120hrs/Mo; 110hrs/Mo during Securities Trading Hours; Financial Planning. 5) Impact Partnership Wealth; Investment Related: Yes; 1688 White Circle NW, Marietta, GA 30066; Nature of the Business: Advising clients on potential investments thru Impact Partnership Wealth that they can put their money in. Investments are not held at Impact Partnership Wealth; Position: Investment Advisor Representative; 5 Hours Per Week; Start Date: 9/25/2025
CRS (Client Relationship Summary) - RIA
Click below to view Roland Robert Greco's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Roland Robert Greco's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 21, 2023 - Present
MADISON AVENUE SECURITIES, LLC
Office #1: 321 Biden St. Ste 1010, Scranton, PA 18503RIA
BD
CRD#: 23224
Scranton, PA
Current
September 24, 2025 - Present
IMPACT PARTNERSHIP WEALTH, LLC
Office #1: 321 Biden St Ste 1010, Scranton, PA 18503RIA
CRD#: 313928
Scranton, PA
Current
August 18, 2023 - Present
MADISON AVENUE SECURITIES, LLC
Office #1: 321 Biden St. Ste 1010, Scranton, PA 18503RIA
BD
CRD#: 23224
Scranton, PA
Past
August 23, 2017 - September 14, 2023
J. W. COLE ADVISORS, INC.
RIA
CRD#: 112294
Scranton, PA
Past
August 23, 2017 - September 14, 2023
J.W. COLE FINANCIAL, INC.
BD
CRD#: 124583
Scranton, PA
Past
July 10, 2017 - September 18, 2017
LPL FINANCIAL LLC
RIA
CRD#: 6413
SCRANTON, PA
Past
May 19, 2016 - July 18, 2017
PRIVATE ADVISOR GROUP, LLC
RIA
CRD#: 155216
Scranton, PA
Past
September 9, 2014 - December 11, 2014
PREMIER COLLEGE FUNDING
RIA
CRD#: 151342
SCRANTON, PA
Past
September 4, 2014 - May 2, 2016
INSIGHT PRIVATE ADVISORS, LLC
RIA
CRD#: 169017
SCRANTON, PA
Past
October 17, 2008 - September 8, 2014
JACOBI CAPITAL MANAGEMENT, LLC
RIA
CRD#: 147663
WILKES BARRE, PA
Past
February 5, 2008 - December 9, 2009
LPL FINANCIAL LLC
RIA
CRD#: 6413
SCRANTON, PA
Past
February 4, 2008 - September 18, 2017
LPL FINANCIAL LLC
BD
CRD#: 6413
SCRANTON, PA
Past
April 12, 1999 - January 9, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
WILKES BARRE, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MA
MADISON AVENUE SECURITIES, LLC
ASHLAND SECURITIES, INC. | MADISON AVENUE SECURITIES, LLC | MADISON AVENUE SECURITIES, INC. | MADISON AVENUE SECURITIES
CRD#: 23224 / SEC#: 801-69919, 8-40426
RIA
Registered Investment Advisory firm - SEC (2/24/2009 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(8/21/2023)
RR
New Jersey(8/21/2023)
RR
Pennsylvania(8/21/2023)
IAR
Pennsylvania(8/21/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MA
MADISON AVENUE SECURITIES, LLC
ASHLAND SECURITIES, INC. | MADISON AVENUE SECURITIES, LLC | MADISON AVENUE SECURITIES, INC. | MADISON AVENUE SECURITIES
CRD#: 23224 / SEC#: 801-69919, 8-40426
RIA
Registered Investment Advisory firm - SEC (2/24/2009 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
13500 Evening Creek Dr N #555, San Diego, CA 92128
Mailing Address
13500 Evening Creek Dr N #555, San Diego, CA 92128
Phone number
(858) 207-1300
Established
Delaware since 05/05/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
93
SEC notice filing (50 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KT EQUITY PARTNERS II, LLC | DIRECT OWNER | |
| CALLANAN, DAVID JAMES | MEMBER | 4237166 |
| FIXSEN, VILAYPHONE | CHIEF OPERATING OFFICER | 4585926 |
| FOSTER, CODY GRANT | MEMBER | 4237075 |
| JENSEN, GAIL MARIE | DEPUTY CHIEF COMPLIANCE OFFICER | 1943705 |
| MCNEES, MARTIN WILLIAM | PRESIDENT | 3168410 |
| METCALFE, INC. | OWNER | |
| PIERSON, MELISSA KAY | CHIEF COMPLIANCE OFFICER | 1685017 |
| SCHENDEL, JENNIFER | MEMBER | 6136948 |
| WOODS, SANDRA ANN | FINOP | 6200533 |
Regulatory assets under management
| Total Number of Accounts | 14,100 |
| AUM (Assets Under Management) | $ 2,038,801,712 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
