Timothy B. Joy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Brian Joy was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1986. Timothy had worked at 10 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 24, 2005 - December 23, 2019
GREEN STREET TRADING, LLC
April 14, 2004 - January 20, 2005
STANFORD GROUP COMPANY
September 6, 2000 - July 11, 2003
HILLTOP SECURITIES INC.
November 1, 1999 - September 26, 2000
TUCKER ANTHONY INCORPORATED
November 27, 1998 - November 1, 1999
CLEARY GULL INC.
March 23, 1998 - November 27, 1998
CLEARY GULL REILAND & MCDEVITT INC.
November 21, 1996 - December 31, 1997
RAUSCHER PIERCE REFSNES, INC.
August 28, 1990 - November 22, 1996
PACIFIC CREST SECURITIES LLC
December 22, 1988 - June 21, 1990
DAIN RAUSCHER INCORPORATED
October 23, 1986 - December 23, 1988
WELLS FARGO INVESTMENTS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 12/1/2005
Limited Representative-Equity Trader ExamCurrent Firm
GREEN STREET TRADING, LLC
CRD#: 28937 / SEC#: 801-67196, 8-44110
Contact information
Disclosures
| Regulatory Event | 1 |
Red Flags
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