Lawrence R. Kesecker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence Richard Kesecker, AIF®, who also goes by Richard Lawrence Kesecker, Rick Kesecker, was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 1986. Lawrence had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 18, 2015 - December 22, 2020
COLLATERAL FINANCIAL ADVISORS, LLC
September 25, 2013 - August 7, 2015
CAMBRIDGE INVESTMENT RESEARCH, INC.
September 20, 2013 - August 7, 2015
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
October 26, 2011 - April 23, 2014
COLLATERAL FINANCIAL ADVISORS, LLC
January 12, 2011 - September 27, 2011
AMERICAN FIDELITY SECURITIES, INC.
October 8, 2009 - June 22, 2010
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
November 20, 2000 - September 26, 2008
LIBERTY LIFE SECURITIES LLC
May 23, 1986 - April 6, 1999
IFMG SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
COLLATERAL FINANCIAL ADVISORS, LLC
CRD#: 154577 / SEC#:
Contact information
Red Flags
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