Arnold D. Abens

ABENS FINANCIAL SERVICES

Edina, MN 55436

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CRD#: 1506077

Professional summary

Arnold Dean Abens JR, who also goes by A D Abens, Arnie Abens, Arnold D Abens Jr, Arnold Dean Jr Abens, is a registered financial advisor currently at ABENS FINANCIAL SERVICES INC located in Edina, Minnesota.

Arnold is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Arnold has worked at 4 firms and has passed the Series 65, Series 63, Series 7, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

A D Abens | Arnie Abens | Arnold D Abens Jr | Arnold Dean Jr Abens

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ADVISORY BOARD MEMBER, EMSI, 10/2018, 2 HR/MO DURING TRADING, 409 S JACKSON ST, MOSCOW, ID 83843; ADVISORY BOARD MEMBER, CLEARWATER CONSTRUCTION, 2 HR/MO DURING TRADING, 720 ROWENA DR, #700, EBENSBURG, PA 15931; DIRECTOR/SHAREHOLDER, AMERICAN INVESTORS BANK & MORTGAGE, 1/2004, 2 HR/MO DURING TRADING, INVESTMENT RELATED, 6385 OLD SHADY OAK RD SUITE 110, EDEN PRAIRIE, MN 55344; OWNER, NATIONAL FLOORING EQUIPMENT, INC., 1/2006, 0 HR/MO, 9250 XYLON AVENUE NORTH, MINNEAPOLIS, MN 55445; Advisory Board Member/OWNER, NEW PERSPECTIVES ASSISTED LIVING I-VI, 1/2006, 1 HR/MO DURING TRADING, 7625 GOLDEN TRIANGLE DR, EDEN PRAIRIE, MN 55344; OWNER/MANAGER, WATER'S EDGE FARM, 5/2008, 30 HR/MO, 4926 LINCOLN DR, EDINA, MN 55436; OWNER/LANDLORD, RENTAL REAL ESTATE, 1/1999, 1 HR/MO, (DBA KCF, 12370 LAKEVIEW, AND 2516 SCHNEIDER, LLC), 4926 LINCOLN DR, EDINA, MN 55436; OWNER, 1ER, LLC, INVESTMENT RELATED, 0 HR/MO, 4926 LINCOLN DR, EDINA, MN 55436;Advisory Board Member/Owner, Communication Infrastructure Corporation (CIC), 4 hr/mo (2hr during trading), 3903 S. Congress Avenue, Austin, TX 78704; OWNER, ARNOLD ABENS, LLC, 1 HR/MO, 4926 LINCOLN DR, EDINA, MN 55436; Advisory Board Member, Foresight ROI, Inc., 1 hr/mo , 141 W Jackson Blvd, Chicago, IL 60604; OWNER, MANAGING MEMBER, CELLEBRATION LLC, INVESTMENT RELATED, 0 HR/MO DURING TRADING, 4926 LINCOLN DR, EDINA, MN 55436 OWNER, TERRIOR, LLC, NON-ACTIVE, 4926 LINCOLN DR, EDINA, MN 55436

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Arnold Dean Abens JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 26, 2011 - Present

ABENS FINANCIAL SERVICES INC

Office #1: 4926 Lincoln Drive, Edina, MN 55436

RIA

CRD#: 106604

Edina, MN

Past

December 19, 2001 - October 24, 2005

NEXT FINANCIAL GROUP, INC.

CRD#: 46214

HOUSTON, TX

Past

February 23, 1995 - December 31, 2009

ABENS FINANCIAL SERVICES INC

RIA

CRD#: 106604

EDINA, MN

Past

November 19, 1989 - December 14, 2001

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

September 23, 1986 - November 19, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(12/4/2013)

IAR

Texas
(8/29/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/10/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/9/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/16/1986

General Securities Representative Examination

Principal/Supervisory Exam

Series 51

Date: 3/5/2003

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 12/8/1987

General Securities Principal Examination

Current Firm

ABENS FINANCIAL SERVICES INC

CRD#: 106604 / SEC#: 801-53342

RIA

Registered Investment Advisory firm - (7/29/2016 Terminated)

Minnesota

Registered Investment Advisory firm - (2/5/2016 Approved)

Texas

Registered Investment Advisory firm - (8/29/2019 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

4926 Lincoln Drive, Edina, MN 55436

Mailing Address

Phone number

(952) 933-9650

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	93
AUM (Assets Under Management)	$ 104,990,669

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Arnold D. Abens

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Arnold Dean Abens JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

NEXT FINANCIAL GROUP, INC.

ABENS FINANCIAL SERVICES INC

OSAIC WEALTH, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 5/10/1994

Series 63

Date: 9/9/1986

Series 7

Date: 8/16/1986

Series 51

Date: 3/5/2003

Series 24

Date: 12/8/1987

Current Firm

ABENS FINANCIAL SERVICES INC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ABENS FINANCIAL SERVICES INC

TRUST BUT VERIFY

Contact information

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