Patrick S. Slater
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patrick Scott Slater, who also goes by Pat Slater, was a registered financial professional .
Patrick is a previously registered financial professional and started their career in finance in 1986. Patrick had worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 23, 2006 - December 31, 2016
ALPHA INVESTMENT ADVISORS INC.
June 13, 2002 - November 13, 2007
PLANNED SOLUTIONS, INC.
November 19, 1989 - November 12, 1998
OSAIC WEALTH, INC.
October 14, 1986 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
May 14, 1986 - October 24, 1986
EQUIVEST SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ALPHA INVESTMENT ADVISORS INC.
CRD#: 139766 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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