Peter Motzenbecker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Motzenbecker, who also goes by Peter David Motzenbecker, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1986. Peter had worked at 9 firms and has passed the Series 66, SIE, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 24, 2016 - July 20, 2018
PACIFIC SELECT DISTRIBUTORS, LLC
April 7, 2014 - August 5, 2014
TRUIST INVESTMENT SERVICES, INC.
April 2, 2014 - August 5, 2014
TRUIST INVESTMENT SERVICES, INC.
July 9, 2012 - December 3, 2013
WELLS FARGO CLEARING SERVICES, LLC
July 9, 2012 - December 3, 2013
WELLS FARGO CLEARING SERVICES, LLC
April 5, 2011 - July 17, 2012
UBS FINANCIAL SERVICES INC.
March 8, 2011 - July 17, 2012
UBS FINANCIAL SERVICES INC.
August 7, 2006 - January 20, 2011
CAPITAL BROKERAGE CORPORATION
April 19, 2004 - July 18, 2006
JOHN HANCOCK DISTRIBUTORS LLC
June 22, 1998 - January 27, 2004
PACIFIC SELECT DISTRIBUTORS, LLC
September 25, 1996 - May 13, 1998
MANULIFE WOOD LOGAN, INC.
August 28, 1990 - June 3, 1996
INVEST FINANCIAL CORPORATION
May 21, 1986 - January 4, 1989
RAYMOND JAMES & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PACIFIC SELECT DISTRIBUTORS, LLC
CRD#: 4452 / SEC#: , 8-15264
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PACIFIC LIFE INSURANCE COMPANY | PARENT OF APPLICANT | |
| DARE, BARBARA ALYCE | VICE PRESIDENT | 5074108 |
| KISSEL, GEOFFREY P | CHIEF EXECUTIVE OFFICER | 7499710 |
| LA ROQUE, SUZANNE MARIE | ASSISTANT VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 4222767 |
| SMITH, TREVOR TIMOTHY | VICE PRESIDENT, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATING OFFICER | 4844953 |
| YAMAUCHI, STARLA CHIN | VICE PRESIDENT, CORPORATE SECRETARY | 7721024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
