MP
Michael F. Pauritsch
MPS-LORIA FINANCIAL PLANNERS,LLC
BURR RIDGE, IL 60527-6955
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CRD#: 1505598
MP
Professional summary
Michael Francis Pauritsch is a registered financial advisor currently at MPS-LORIA FINANCIAL PLANNERS,LLC located in Burr Ridge, Illinois.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Michael has worked at 4 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 09/1986 Independent Licensed insurance Agent; Investment Related; Illinois; Life Insurance 2. 8/1999 LORIA Financial Group, LLC; Member; Investment Related; 7500 S. County Line Road, Burr Ridge, IL 60527; Insurance Company; less than 1 hour/month; No time spend during trading hours; Duties include reviewing new and recurring revenue and reviewing financial statements as well as meeting with other Members of the firm. 3. 12/2007 MPS LORIA Development, LLC; Member; Not Investment Related; 7500 S. County Line Road, Burr Ridge, IL 60527; Commercial Building; No time spent during trading hours
CRS (Client Relationship Summary) - RIA
Click below to view Michael Francis Pauritsch's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 7, 2000 - Present
MPS-LORIA FINANCIAL PLANNERS,LLC
Office #1: 7500 So. County Line Rd., Burr Ridge, IL 60527-6955RIA
CRD#: 122866
BURR RIDGE, IL
Past
February 18, 2000 - September 27, 2023
LORIA FINANCIAL GROUP, LLC
BD
CRD#: 102360
BURR RIDGE, IL
Past
July 24, 1986 - February 22, 2000
DREHER & ASSOCIATES, INC.
BD
CRD#: 8665
OAKBROOK TERRACE, IL
Past
June 24, 1986 - August 4, 1986
FSC SECURITIES CORPORATION
BD
CRD#: 7461
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MF
MPS-LORIA FINANCIAL PLANNERS,LLC
BRIDGEVIEW WEALTH MANAGEMENT | MPS-LORIA FINANCIAL PLANNERS,LLC | MPS LORIA INSURANCE SOLUTIONS | LORIA FINANCIAL PLANNERS
CRD#: 122866 / SEC#: 801-66518
RIA
Registered Investment Advisory firm - (4/5/2006 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(2/7/2000)
IAR
Texas(8/10/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
MF
MPS-LORIA FINANCIAL PLANNERS,LLC
BRIDGEVIEW WEALTH MANAGEMENT | MPS-LORIA FINANCIAL PLANNERS,LLC | MPS LORIA INSURANCE SOLUTIONS | LORIA FINANCIAL PLANNERS
CRD#: 122866 / SEC#: 801-66518
RIA
Registered Investment Advisory firm - (4/5/2006 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
7500 South County Line Road, Burr Ridge, IL 60527-6955
Mailing Address
Phone number
(630) 887-4404
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,658 |
| AUM (Assets Under Management) | $ 751,385,359 |
Red Flags
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Company Information
MPS-LORIA FINANCIAL PLANNERS,LLC
CRD#: 122866Burr Ridge, IL 60527-6955TRUST BUT VERIFY
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Contact information
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