Scott S. Ciullo

KERBERROSE WEALTH MANAGEMENT

MARQUETTE, MI 49855

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CRD#: 1505596

Professional summary

Scott Stuart Ciullo, who also goes by Scott Steward Ciullo, is a registered financial advisor currently at KERBERROSE WEALTH MANAGEMENT, LLC located in Marquette, Michigan and APW CAPITAL, INC. located in Marquette, Michigan.

Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Scott has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Scott Steward Ciullo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 07/29/2011: NON-VARIABLE INSURANCE DBA - SCOTT CIULLO, INC. - FIXED LIFE AND FIXED ANNUITIY SALES. - TIME SPENT 5% - MARQUETTE, MI. 2. 07/29/2011: CIULLO PROPERTIES, LLC. REAL ESTATE RENTAL - RENTAL PROPERTY: WE OWN SERVERAL PROPERTIES AND HIRE A MANAGEMENT TEAM TO RUN THE DAY TO DAY OPERATIONS. - TIME SPENT 4% - GWINN, MI. 3. APW CAPITAL, MARQUETTE MI, BROKER DEALER, REGISTERED REP, SINCE 12/2020 INVESTMENT RELATED 4. KerberRose Wealth Management; Investment Related; Marquette, MI; Title: Director of Retirement Plans; Duties: advisor for clients' retirement plans; Start: 12/01/2020.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Stuart Ciullo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 1, 2020 - Present

KERBERROSE WEALTH MANAGEMENT, LLC

Office #1: 205 S. Front St. Suite 2a, Marquette, MI 49855

RIA

CRD#: 168787

MARQUETTE, MI

Current

December 11, 2020 - Present

APW CAPITAL, INC.

Office #1: 205 S Front St, Suite 2a, Marquette, MI 49855

CRD#: 43814

Marquette, MI

Past

February 24, 2012 - December 15, 2020

LPL FINANCIAL LLC

RIA

CRD#: 6413

MARQUETTE, MI

Past

August 4, 2011 - February 21, 2012

V WEALTH ADVISORS LLC

RIA

CRD#: 153278

MARQUETTE, MI

Past

July 29, 2011 - December 15, 2020

LPL FINANCIAL LLC

CRD#: 6413

MARQUETTE, MI

Past

June 23, 2010 - August 1, 2011

PLANMEMBER SECURITIES CORPORATION

RIA

CRD#: 11869

MARQUETTE, MI

Past

August 17, 2009 - August 1, 2011

PLANMEMBER SECURITIES CORPORATION

CRD#: 11869

MARQUETTE, MI

Past

March 16, 2004 - August 17, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

MARQUETTE, MI

Past

July 4, 2001 - March 24, 2004

SII INVESTMENTS, INC.

CRD#: 2225

APPLETON, WI

Past

February 2, 1990 - July 18, 2001

CADARET, GRANT & CO., INC.

CRD#: 10641

SYRACUSE, NY

Past

December 4, 1989 - February 12, 1990

FOCUS II SECURITIES, INC.

CRD#: 25068

Past

January 5, 1988 - December 9, 1989

CADARET, GRANT & CO., INC.

CRD#: 10641

SYRACUSE, NY

Past

August 7, 1987 - February 1, 1988

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

Past

August 7, 1987 - February 1, 1988

LINCOLN NATIONAL PENSION INSURANCE COMPANY

CRD#: 10293

Past

August 7, 1987 - February 1, 1988

OSAIC FA, INC.

CRD#: 3978

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KERBERROSE WEALTH MANAGEMENT, LLC

CRD#: 168787 / SEC#: 801-119492

RIA

Registered Investment Advisory firm - (10/26/2020 Approved)

Florida

Registered Investment Advisory firm - (10/26/2020 Terminated)

Michigan

Registered Investment Advisory firm - (10/27/2020 Terminated)

Wisconsin

Registered Investment Advisory firm - (10/26/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Michigan
(12/1/2020)

Michigan
(12/11/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/25/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/26/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/16/2004

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/6/1987

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

KERBERROSE WEALTH MANAGEMENT, LLC

CRD#: 168787 / SEC#: 801-119492

RIA

Registered Investment Advisory firm - (10/26/2020 Approved)

Florida

Registered Investment Advisory firm - (10/26/2020 Terminated)

Michigan

Registered Investment Advisory firm - (10/27/2020 Terminated)

Wisconsin

Registered Investment Advisory firm - (10/26/2020 Terminated)

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Contact information

Main Address

115 E. 5th Street, Shawano, WI 54166

Mailing Address

Phone number

(715) 526-9400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KERBERROSE WEALTH MANAGEMENT PART 2A (7/31/2025)

Regulatory assets under management

Total Number of Accounts	2,911
AUM (Assets Under Management)	$ 909,761,204

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Scott S. Ciullo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Stuart Ciullo's CRS (Customer Relationship Summary).

Certified licenses

Experience

APW CAPITAL, INC.

LPL FINANCIAL LLC

V WEALTH ADVISORS LLC

LPL FINANCIAL LLC

PLANMEMBER SECURITIES CORPORATION

PLANMEMBER SECURITIES CORPORATION

RAYMOND JAMES FINANCIAL SERVICES, INC.

SII INVESTMENTS, INC.

CADARET, GRANT & CO., INC.

FOCUS II SECURITIES, INC.

CADARET, GRANT & CO., INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

LINCOLN NATIONAL PENSION INSURANCE COMPANY

OSAIC FA, INC.

Primary Firm SEC Registration

KERBERROSE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/25/2010

Series 63

Date: 11/26/1986

SIE

Date: 10/1/2018

Series 7

Date: 2/16/2004

Series 6

Date: 8/6/1987

FINRA

Current Firm

KERBERROSE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KERBERROSE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Contact information

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