Jeffrey S. Osteen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Scott Osteen, who also goes by Jeff S Osteen, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1986. Jeffrey had worked at 12 firms and has passed the Series 63, Series 7, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 2, 2012 - October 9, 2012
STATE FARM VP MANAGEMENT CORP.
November 6, 2009 - March 2, 2012
CENTER STREET SECURITIES, INC.
July 21, 2009 - March 1, 2012
BROOKSTONE CAPITAL MANAGEMENT LLC
January 14, 2009 - March 31, 2009
ON INVESTMENT MANAGEMENT CO
November 6, 2008 - March 31, 2009
THE O.N. EQUITY SALES COMPANY
August 24, 2006 - November 12, 2008
TOWER SQUARE SECURITIES, INC.
March 8, 2006 - November 12, 2008
TOWER SQUARE SECURITIES, INC.
October 18, 2005 - January 21, 2006
ALLSTATE FINANCIAL SERVICES, LLC
September 6, 2000 - September 7, 2005
FARMERS FINANCIAL SOLUTIONS, LLC
May 11, 2000 - September 8, 2000
INVESTORS BROKERAGE SERVICES, INC.
February 7, 1996 - November 23, 1999
TOWER SQUARE SECURITIES, INC.
August 15, 1994 - February 12, 1996
ADVANTAGE CAPITAL CORPORATION
October 28, 1988 - August 15, 1994
TOWER SQUARE SECURITIES, INC.
September 2, 1987 - August 16, 1988
METROPOLITAN LIFE INSURANCE COMPANY
September 2, 1987 - August 16, 1988
MSI FINANCIAL SERVICES, INC.
May 27, 1986 - August 15, 1994
TOWER SQUARE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STATE FARM VP MANAGEMENT CORP.
CRD#: 43036 / SEC#: , 8-50128
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM INVESTMENT MANAGEMENT | SHAREHOLDER | 3487 |
| COOK, KRISTYN | EXECUTIVE VICE PRESIDENT AND DIRECTOR | 4215717 |
| FARNEY, JON CHARLES | PRESIDENT AND DIRECTOR | 2839964 |
| GHANBARPOUR, ARASH | VICE PRESIDENT AND DIRECTOR | 5129325 |
| HINTZ, SCOTT ALEXANDER | VICE PRESIDENT - FINANCIAL AND SECRETARY | 2004555 |
| LUDWIG, TERRENCE MICHAEL | CHIEF COMPLIANCE OFFICER AND TREASURER | 3231040 |
| MINEAU, SARAH | SENIOR VICE PRESIDENT AND DIRECTOR | 4634160 |
| MONTGOMERY, BRADLEY DOYLE | SENIOR VICE PRESIDENT AND DIRECTOR | 2913835 |
| PRESTON, BRIAN LYNN | ANTI-MONEY LAUNDERING AND OFFICE OF FOREIGN ASSETS CONTROL COMPLIANCE OFFICER | 4312143 |
| WILLARD, DANIEL NELSON | ASSISTANT SECRETARY AND COUNSEL | 5207081 |
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
