John W. Day

WEALTH ADVISORS, L.L.C.

BROKEN ARROW, OK 74011

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CRD#: 1505499

Professional summary

John Whitney Day, CIMA® is a registered financial advisor currently at WEALTH ADVISORS, L.L.C. located in Broken Arrow, Oklahoma.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. John has worked at 9 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Whitney Day's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

March 11, 2026 - Present

WEALTH ADVISORS, L.L.C.

Office #1: 1050 East Tucson St, Broken Arrow, OK 74011

RIA

CRD#: 131248

BROKEN ARROW, OK

Past

March 4, 2025 - December 31, 2025

WEALTH ADVISORS, L.L.C.

RIA

CRD#: 131248

Tulsa, OK

Past

January 19, 2016 - December 31, 2024

WEALTH ADVISORS, L.L.C.

RIA

CRD#: 131248

TULSA, OK

Past

May 20, 2004 - December 31, 2015

WEALTH ADVISORS, L.L.C.

RIA

CRD#: 131248

TULSA , OK

Past

October 11, 2000 - December 31, 2005

WEALTH ADVISORS OF OKLAHOMA, L.L.C.

RIA

CRD#: 118277

TULSA, OK

Past

August 21, 2000 - August 25, 2003

TRIAD ADVISORS LLC

CRD#: 25803

ATLANTA, GA

Past

June 29, 1999 - August 24, 2000

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Past

April 27, 1988 - December 10, 1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

CRD#: 680

NEWARK, NJ

Past

April 27, 1988 - June 14, 1999

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Past

February 16, 1988 - April 12, 1988

TRANSAMERICA FINANCIAL ADVISORS, INC.

CRD#: 3600

Past

February 16, 1988 - April 18, 1988

TRANSAMERICA SECURITIES SALES CORPORATION

CRD#: 17970

Past

June 25, 1986 - February 12, 1988

SIGNATOR INVESTORS, INC.

CRD#: 468

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oklahoma
(3/11/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/13/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/1/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/24/1997

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/24/1986

Investment Company Products/Variable Contracts Representative Examination

Current Firm

WEALTH ADVISORS, L.L.C.

CRD#: 131248 / SEC#: 801-68176

RIA

Registered Investment Advisory firm - (6/15/2012 Terminated)

Oklahoma

Registered Investment Advisory firm - (1/19/2016 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1050 East Tucson St, Broken Arrow, OK 74011

Mailing Address

Phone number

(918) 557-6405

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	103
AUM (Assets Under Management)	$ 27,238,506

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John W. Day

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Whitney Day's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEALTH ADVISORS, L.L.C.

WEALTH ADVISORS, L.L.C.

WEALTH ADVISORS, L.L.C.

WEALTH ADVISORS OF OKLAHOMA, L.L.C.

TRIAD ADVISORS LLC

NEW ENGLAND SECURITIES

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

PRUCO SECURITIES, LLC.

TRANSAMERICA FINANCIAL ADVISORS, INC.

TRANSAMERICA SECURITIES SALES CORPORATION

SIGNATOR INVESTORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/13/1997

Series 63

Date: 8/1/1986

Series 7

Date: 11/24/1997

Series 6

Date: 6/24/1986

Current Firm

WEALTH ADVISORS, L.L.C.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WEALTH ADVISORS, L.L.C.

TRUST BUT VERIFY

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