Carl A. Forte
Professional summary
Carl Anthony Forte is a registered financial professional currently at KOVACK SECURITIES INC. located in Syracuse, New York.
Carl is registered as a RR (Registered Representative) and started their career in finance in 1986. Carl has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Carl Anthony Forte's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 3, 2023 - Present
KOVACK SECURITIES INC.
Office #1: 1645 Burnet Ave, Syracuse, NY 13206February 10, 2003 - March 7, 2023
CADARET, GRANT & CO., INC.
December 10, 1986 - March 24, 2003
EQUITABLE ADVISORS, LLC
June 24, 1986 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/3/2023)
(3/8/2023)
(3/6/2023)
(3/6/2023)
(3/5/2023)
(3/13/2023)
(3/13/2023)
Exams
FINRA
Current Firm
KOVACK SECURITIES INC.
CRD#: 44848 / SEC#: , 8-50847
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 5 |
Red Flags
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Company Information
KOVACK SECURITIES INC.
CRD#: 44848Syracuse, NY 13206TRUST BUT VERIFY
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