Jeffrey G. Rupp

VIEW CAPITAL RIA, LP

Dallas, TX 75201

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CRD#: 1505247

Professional summary

Jeffrey Gordon Rupp is a registered financial advisor currently at VIEW CAPITAL RIA, LP located in Dallas, Texas.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Jeffrey has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 15, Series 3, Series 7, Series 8, Series 4, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

VELOSIS FUND II , 3131 MAPLE AVE DALLAS TX 75201. ADVISER BOARD MEMBER- THE FUND INVESTS IN REAL ESTATE INVESTMENTS AND THE ADVISOR BOARD PROVIDES ADVICE TO THE FUND'S MANAGERS AND IS AVAILABLE TO PROVIDE GUIDANCE WHEN POTENTIAL CONFLICTS OF INTEREST ARE RAISED. AEW CORE PROPERTY TRUST SEAPORT EAST TWO SEAPORT LANE BOSTON MA 02210-2021 AEW CORE PROPERTY TRUST IS A PRIVATE INSTITUTIONAL REIT. MR RUPP TERM AS A ADVISORY BOARD MEMBER IS JULY 1, 2015 TO JUNE 30, 2016. HE WILL DEVOTE 72 HOURS PER YEAR TO HIS DUTIES. View Capital RIA, LP located at 2727 N. Harwood Street, Suite 225, Dallas TX 75021 an affiliated Investment adviser of VCA Securities, LP. He serves as an Investment Adviser Representative since 01/26/2006.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Gordon Rupp's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 26, 2006 - Present

VIEW CAPITAL RIA, LP

Office #1: 2727 N. Harwood Street Suite 225, Dallas, TX 75201

RIA

CRD#: 130678

Dallas, TX

Past

August 2, 2004 - July 2, 2018

VCA SECURITIES, LP

CRD#: 130748

DALLAS, TX

Past

May 12, 2004 - December 31, 2005

VIEW CAPITAL RIA, LP

RIA

CRD#: 130678

DALLAS, TX

Past

April 7, 2004 - December 17, 2004

NORTHEAST SECURITIES, LLC

CRD#: 25996

MITCHELFIELD, NY

Past

January 13, 2001 - April 20, 2004

DEUTSCHE BANK SECURITIES INC.

RIA

CRD#: 2525

DALLAS, TX

Past

January 13, 2001 - April 20, 2004

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Past

September 1, 1997 - January 13, 2001

DB ALEX. BROWN LLC

CRD#: 17790

BALTIMORE, MD

Past

June 24, 1986 - September 1, 1997

ALEX. BROWN & SONS INCORPORATED

CRD#: 20

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VIEW CAPITAL RIA, LP

BLUFFVIEW RIA, LP | VIEW CAPITAL RIA, LP

CRD#: 130678 / SEC#: 801-62983

RIA

Registered Investment Advisory firm - (4/9/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(12/12/2011)

IAR

Texas
(1/26/2006)

IAR

Virginia
(2/19/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/24/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/11/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 7/2/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 15

Date: 9/26/1990

Foreign Currency Options Examination

General Industry/Product Exam

Series 3

Date: 12/4/1987

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 5/17/1986

General Securities Representative Examination

Principal/Supervisory Exam

Series 8

Date: 10/9/1996

General Securities Sales Supervisor Examination (Options Module & General Module)

Principal/Supervisory Exam

Series 4

Date: 6/2/1987

Registered Options Principal Examination

Principal/Supervisory Exam

Series 53

Date: 3/12/1987

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 7/17/1986

General Securities Principal Examination

Current Firm

VIEW CAPITAL RIA, LP

BLUFFVIEW RIA, LP | VIEW CAPITAL RIA, LP

CRD#: 130678 / SEC#: 801-62983

RIA

Registered Investment Advisory firm - (4/9/2004 Approved)

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Contact information

Main Address

2727 N. Harwood Street Suite 225, Dallas, TX 75201

Mailing Address

Phone number

(214) 855-2550

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

VIEW CAPITAL RIA, LP - FORM ADV PART 2A (3/26/2025)

Regulatory assets under management

Total Number of Accounts	169
AUM (Assets Under Management)	$ 1,774,409,102

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/22/2024	Cover Page	Report
10/18/2023	Cover Page	Report
09/28/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Jeffrey G. Rupp

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Gordon Rupp's CRS (Customer Relationship Summary).

Certified licenses

Experience

VCA SECURITIES, LP

VIEW CAPITAL RIA, LP

NORTHEAST SECURITIES, LLC

DEUTSCHE BANK SECURITIES INC.

DEUTSCHE BANK SECURITIES INC.

DB ALEX. BROWN LLC

ALEX. BROWN & SONS INCORPORATED

Primary Firm SEC Registration

VIEW CAPITAL RIA, LP

State Registrations and Notice Filings

Exams

Series 65

Date: 5/24/1994

Series 63

Date: 2/11/1987

SIE

Date: 7/2/2018

Series 15

Date: 9/26/1990

Series 3

Date: 12/4/1987

Series 7

Date: 5/17/1986

Series 8

Date: 10/9/1996

Series 4

Date: 6/2/1987

Series 53

Date: 3/12/1987

Series 24

Date: 7/17/1986

Current Firm

VIEW CAPITAL RIA, LP

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

VIEW CAPITAL RIA, LP

TRUST BUT VERIFY

Contact information

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